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NYPPEX Private Markets | 336 followers on LinkedIn. Established in 1998, NYPPEX is one of the world's leading technology-based secondary private equity transfer administrators for interests in ...
NYPPEX Holdings LLC. NYPPEX Holdings LLC operates NYPPEX, a private market that trades securities in private companies, interests in private partnerships and other alternative investments ...
NYPPEX was registered as a broker-dealer under the Act from November 29, 1999 to December 31, 2019 when its registration was terminated for failing to renew. On January 14, 2020, NYPPEX reapplied for registration as a broker-dealer under the Act. (HO Ex. 3.) NYPPEX filed to withdraw its pending broker-dealer application. (Tr. at 10.) *
Unrealized value in private equity funds was at record levels as of December 31, 2021 exceeding $8.5 trillion worldwide as estimated by our analysts, states Laurence Allen. For perspective, this level is more than 102% higher than an estimated $4.2 trillion just 3 years ago as of December 31, 2018. In the first half of 2022, when you consider ...
Oct 27, 2021 · Established in 1999, NYPPEX Holdings, LLC is a global pioneer in providing secondary private equity market liquidity for clients such as alternative funds, financial institutions, public and ...
The Department of Enforcement charged FINRA member firm NYPPEX, LLC (“NYPPEX” or “Firm”), its former Chief Executive Officer (“CEO”), Laurence Allen, and its Chief Compliance Officer (“CCO”) and current CEO, Michael Schunk, with numerous violations of FINRA rules. The charges stem from Respondents’ conduct in the wake of a
Sep 30, 2022 · Specifically, the panel found that, shortly after the December 2018 court order, NYPPEX and Allen launched an aggressive sales campaign to raise $10 million by selling interests in NYPPEX Holdings ...
