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  1. www.pressreader.com › usa › the-news-journalAdviser accused of fleecing clients, dodging DOJ - PressReader

    9 hours ago · “Investment profession­als may not simply choose to avoid IPU oversight by operating while unregister­ed,” Attorney General Kathy Jennings said in a statement. The department is seeking restitutio­n for clients who paid excessive fees and to stop former investment adviser Elbert C. Smalls and his firm, Winyah Financial Services LLC ...

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