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1. • • The Commission's complaint, filed in the U.S. District Court for the Central District of California, charged Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo with violations of the antifraud provisions of the securities laws by selling unsuitable securities funded through refinancing the investors' mortgages into subprime mortgages.
     www.sec.gov › litigation › litreleases

     SEC.gov | Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez ...

2. People also ask

   Is WFG illegal?

   • While the company is not illegal, its business practices are illegal. A WFG lawsuit against the company has been filed in a US District Court in New York. The fine for this violation has already reached $700,000, and four of the company’s former salespeople have lost their licenses.

   World Financial Group (WFG) Lawsuit Filed Last Year - Law Flax

   lawflax.com/world-financial-group-wfg-lawsuit-filed-last-year/

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   Is WFG still liable?

   • WFG is still liable for millions of dollars in losses to its clients. It is unclear how many people are left with a lawsuit from the World Financial Group. But it is an unfortunate case that is worth examining. If WFG is at fault, it must be stopped immediately.

   World Financial Group (WFG) Lawsuit Filed Last Year - Law Flax

   lawflax.com/world-financial-group-wfg-lawsuit-filed-last-year/

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   Can WFG request a hearing before the Financial Services Tribunal?

   • WFG may request a hearing before the Financial Services Tribunal about this proposal. FSRA is working to protect consumers through its monitoring and enforcement activities. FSRA continues to work on behalf of stakeholders, including consumers, to ensure financial safety, fairness, and choice for everyone.

   FSRA issues Notice of Proposal against World Financial Group ... - News…

   www.newswire.ca/news-releases/fsra-issues-notice-of-proposal-against-world-financial-group-insurance-agency-of-canada-inc--858675241.html

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   What causes a WFG lawsuit against a life insurance agency?

   • A WFG lawsuit against a life insurance agency could be the result of a fraudulent sales practice. WFG’s marketing strategy targets the middle-market consumer. Its advertising practices promote IULs over other products and emphasize the importance of indexed universal life policies.

   World Financial Group (WFG) Lawsuit Filed Last Year - Law Flax

   lawflax.com/world-financial-group-wfg-lawsuit-filed-last-year/

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3. www.sec.gov › files › litigationAdministrative Proceedings: Guillermo Haro - SEC.gov

   www.sec.gov › files › litigation

   Jun 4, 2010 · Honorable Brenda P. Murray Chief Administrative Law Judge Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-2557. Karen L. Martinez, Esq. Salt Lake Regional Office Securities and Exchange Commission 15 West South Temple Street Suite 1800 Salt Lake City, UT 84101. Mr. Guillermo Haro c/o Michael K. Wolensky, Esq.

4. www.sec.gov › news › pressSEC Charges Five Brokers with Fraud in Sales of Unsuitable ...

   www.sec.gov › news › press

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   Oct 3, 2008 · The SEC alleges that Guillermo Haro, Kederio Ainsworth, Jesus Gutierrez, Gabriel Paredes and Angel Romo sold unsuitable securities to customers, primarily variable universal life policies (VUL).

5. businessreview.studentorg.berkeley.edu › sellingSelling Insurance to People Selling Insurance, a Pyramid ...

   businessreview.studentorg.berkeley.edu › selling

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   Dec 3, 2019 · One such video shows Guillermo Haro, a WFG Senior Executive Vice Chairman (SEVC), on stage roleplaying common scenarios that agents encounter while recruiting. Here’s Haro’s answer to “Is this Multi-Level Marketing?”

6. Videos

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     1:2:24

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     How to make 1 5 million a year in WFG with Guillermo Haro

     Jan 29, 2018

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     5 Pillars of Financial Stability by Guillermo Haro-SEVC WFG

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     TIM GROVER SPEECH AND GUILLERMO HARO Q&A-2018 WFG WEALTH BOWL

     Dec 28, 2018

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7. research.seed.law.nyu.edu › Search › ActionDetailSecurities Enforcement Empirical Database (SEED) - Search

   research.seed.law.nyu.edu › Search › ActionDetail

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   Sep 29, 2008 · Guillermo Haro is alleged to have aided and abetted World Group Securities, Inc.'s violation of Rules 17a-3 (a), 17a- (a) (6), 17a-3 (a) (17) Exchange Act. Resolutions. First Resolution Date 21-Apr-2010. comp20768 29-Sep-2008 Complaint. Complaint. court_doc69_08-cv-01350 21-Apr-2010 Court Docket Document.

8. lawflax.com › world-financial-group-wfg-lawsuitWorld Financial Group (WFG) Lawsuit Filed Last Year - Law Flax

   lawflax.com › world-financial-group-wfg-lawsuit

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   Jan 8, 2022 · In the World Financial Group case, seven brokers sold $1.4 million worth of fraudulent notes, scamming U.S. investors of their retirement savings. While WFG claims it did not know the salespeople selling fake notes, the FDIC claims that the firm owed its clients millions of dollars in a lawsuit.

9. www.newswire.ca › news-releases › fsra-issues-noticeFSRA issues Notice of Proposal against World Financial Group ...

   www.newswire.ca › news-releases › fsra-issues-notice

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   Apr 6, 2023 · FSRA alleges that gaps in WFG's operation and ongoing proceedings by another regulator against WFG may raise reasonable grounds about WFG's suitability to be licensed. FSRA is proposing...