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Jul 22, 2020 · The Securities and Exchange Commission has charged William M. Jordan, the owner and principal of two investment advisory companies that offered investments in private funds (collectively referred to as the “WJA Funds”).
Defendant William M. Jordan (“Defendant” or “Jordan”), the owner and principal of two investment advisory companies that offered investments in private funds (collectively referred to as the “WJA Funds”), defrauded his investment advisory clients over a period of years, before putting the WJA Funds into bankruptcy.
Aug 16, 2017 · William Michael Jordan, principal and owner of Laguna Hills, Calif.-based William Jordan Investments, was barred from the securities industry on Wednesday via a consent order issued by the...
The advisor defrauded some 100 clients by persuading them to invest more than $71 million in 16 private funds offered by his two investment advisory companies, the SEC claims.
william jordan investments, inc. ( CRD # 127495 ) Show All 12 CALIFORNIA INDEXED GROWTH FUND, LLC, CALIFORNIA SECURE INCOME FUND, LLC, CONSUMER DEBT ASSETS FUND, LLC, EQUITY INDEXED MANAGED FUND, LLC, PMB MANAGED FUND, LLC…
May 21, 2018 · Officials at the Securities and Exchange Commission have accused former California investment adviser William Jordan of fraud, saying he profited as he misspent more than $71 million collected...
Aug 16, 2017 · William Jordan Investments and the other debtor companies have been placed under the control of a court-appointed chief reorganization officer and “have discontinued creating additional funds, raising money from investors, or making new investments,” according to bankruptcy court filings.
