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Packages include practice exams, study guides, instructor support, and more. Worried About the New Topics in the Series 63? KM Has the Most Up-to-date Content.
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The Series 63 exam — the Uniform Securities State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 60 scored questions and 5 unscored questions. Candidates have 75 minutes to complete the exam.
- What Is The Series 63?
- Understanding Series 63
- Requirements For Series 63
The Series 63 is a securities exam and license entitling the holder to solicit orders for any type of security in a particular state. To obtain a Series 63 license, the applicant must pass an exam and possess knowledge of ethical practices and fiduciaryobligations.
As of Dec. 2018, the North American Securities Administrators Association (NASAA), which creates the Series 63 exam, had updated its questions in light of recent changes to the tax code. Questions based on the 2018 tax code were phased out in January 2019. Questions for the Series 65 and Series 66 examswere also updated. The Series 63 (formally kno...
Exam Format
The Financial Industry Regulatory Authority (FINRA) administers the Series 63 exam. There are 60 multiple-choice questions on the exam. The passing score is 72% or 43 of the 60 questions. The candidate must complete the exam within the allotted time of 75 minutes. As of March 2020, it costs $135 to take the exam. The North American Securities Administrators Association (NASAA) developed the exam along with representatives of the securities industry. Candidates for the exam need to be familiar...
Exam Topics
The Series 63 exam covers the principles of state securities regulations and rules prohibiting dishonest or unethical practices. Some 45% of the questions pertain to regulations, 10% to administrative provisions, 20% to customer communication, and 25% to ethical practices and business obligations. The topics on the exam include registration of various persons and securities, and fiduciary responsibility with client funds and securities. For more, see NASSA's Test Specifications. Successfully...
- Julia Kagan
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May 7, 2020 · The questions most frequently asked about the Series 63 exam—such as exam difficulty, passing score, pass rates, questions, and topics—are answered in this article. Read on to get all the information you need to understand what the license is for and decide if you have to take the exam.
Mar 19, 2024 · In this post, we will be providing an overview of the Series 63 exam, including what to expect during the exam, how Series 63 differs from Series 65 and 66, and what to do before and after taking the exam.
Oct 9, 2023 · Your successful career as a securities agent begins with the Series 63 exam. Read these helpful tips to remove some of the mysteries behind the exam and prepare for taking the test.
Mar 24, 2023 · To be a securities agent after completing the Series 6 or Series 7 exams, you need to pass the Series 63. Here are the best Series 63 exam prep courses to help you pass.
Jul 16, 2019 · The Series 63 is a relatively short exam, requiring considerably less study time than other licensing tests. In fact, the study manual can be read cover to cover in just one to two days. Many candidates find they can complete all study tasks and be prepared to test in an average of 20–30 hours.
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related to: pass series 63 examPrepare for the series 63 uniform securities agent state law exam and pass the first time. Shorten your study time with content delivery based on performance and retain more
Packages include practice exams, study guides, instructor support, and more. Worried About the New Topics in the Series 63? KM Has the Most Up-to-date Content.
For a Limited Time, Use Promo Code ADVANCE to Save 15% on Securities Licensing Exam Prep. Study Options Include OnDemand and Live Online Classes or Online Self-Study.
