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Jun 18, 2007 · IRVINE, Calif. — Aiming to forestall defections and address merger-related anxieties, Wachovia Securities LLC and A.G. Edwards Inc. announced broker retention packages Friday. A.G. Edwards...
Feb 20, 2009 · By Bloomberg. Wachovia Securities brokers will be getting no retention bonuses from Wells Fargo & Co. In a conference call today with the troops, Wachovia Securities chief executive Danny...
Jan 13, 2009 · Jim Hays, president of Wachovia Securities’ branch system, or private-client group, retains the title, with his colleagues John Parker and Mary Atkin remaining, respectively, heads of...
Feb 20, 2009 · Danny Ludeman, head of Wachovia Securities, told managers earlier today that financial advisors would not receive any retention bonus.
Jan 19, 2009 · Jan. 19, 2009. In a move that smacks of corporate retribution, Wells Fargo & Co. has fired employees who left Wells to work at Wachovia Corp. In total, Wells Fargo fired 175 of 2,000 Wachovia employees who had previously worked for Wells Fargo, said Melissa Murray, a spokeswoman for the bank.
Aug 29, 2012 · In a Financial Industry Regulatory Authority Arbitration Statement of Claim filed in April 2011, Claimant Wells Fargo Advisors asserted that its former registered representative Respondent...
According to Wells Fargo, however, only around 60% of the advisors who left the firm in the past several months were transferring their business to a competing broker-dealer. The remaining 40% were retiring, after their legacy A.G. Edwards or Wachovia retention bonuses had fully vested.
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