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Aug 5, 2023 · The FINRA Series 6 is a securities license entitling the holder to register as a company's representative and sell certain types of mutual funds, variable annuities, and insurance. Candidates...
Apr 9, 2019 · What is the Series 6 License? The Series 6 license (also known as the Investment Company/Variable Contracts Products license) enables you to register as a company's representative and sell mutual funds, variable annuities, and insurance.
Apr 12, 2024 · The Series 6 license allows you to sell mutual funds, variable annuities, variable life insurance, and more. Learn more about the process of getting your Series 6 license from Kaplan Financial Education.
Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 6 Exam, Investment Company and Variable Contracts Products Representative Qualification Examination.
Apr 2, 2024 · The Series 6 costs $40. Once you pass Series 6, you need to register your new license with FINRA. You must also participate in FINRA’s continuing education requirements and be sponsored by a FINRA-registered company in order to maintain the Series 6 license. Studying for the Series 6.
Sep 20, 2022 · The Series 6 license for Investment Company and Variable Contracts Products Representatives is a certification issued by the Financial Industry Regulatory Authority (FINRA) to financial professionals who wish to sell certain investment products, such as: Mutual Funds (closed-end funds on the initial public offering only) Variable Annuities.
May 10, 2024 · The first step in getting your Series 6 License is taking and passing the Securities Industry Essentials (SIE) Exam. This exam will be an “open exam”, which means that you will not need a FINRA affiliation before registering to take it (more on that later).
