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1. www.investopedia.com › terms › rRegistered Representative (RR): Definition, Job Description, Pay

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   Apr 8, 2024 · A registered representative (RR) is a financial professional who works with clients who are trading investments such as stocks and bonds. Learn more.

2. www.kaplanfinancial.com › resources › gettingWhat is a Registered Representative? | Definition | Kaplan

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   Feb 24, 2020 · “Registered representative” is a term that describes someone who is licensed to buy and sell securities for clients and is sponsored by a firm registered with the Financial Industry Regulatory Authority (FINRA). Registered representatives are more commonly referred to as stockbrokers.

3. www.finra.org › currently-registered-repsCurrently Registered Reps | FINRA.org

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   Currently Registered Reps. For individuals who are currently registered reps or employed with a firm, you should work with your firm’s compliance department to make sure that you are properly registered, provide your firm with timely updates to your record and understand your obligations as a Registered Rep. While your firm manages most of ...

4. www.finra.org › registered-financial-professionalsRegistered Financial Professionals | FINRA.org

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   Commonly referred to as brokers or stockbrokers, registered financial professionals are technically known as registered representatives. Who Regulates Them. With few exceptions, broker-dealer firms must register with the Securities and Exchange Commission and be members of FINRA. Individual registered representatives, or registered financial ...

5. People also ask

   What is a registered representative?

   • Registered representatives are more commonly referred to as stockbrokers. This article explains what a registered representative does and details the difference between an investment adviser representative and a registered representative. You'll also learn the steps you need to take to become a registered representative.

   What is a Registered Representative? | Definition | Kaplan

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   What is a registered representative (RR)?

   • Registered representatives may be employed as brokers, financial advisors, or portfolio managers. Registered representatives must pass licensing tests and are regulated by the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). RRs must furthermore adhere to the suitability standard.

   Registered Representative (RR): Definition, Job Description, Pay

   www.investopedia.com/terms/r/registeredrepresentative.asp

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   How do I become a registered representative?

   • The securities licenses most commonly associated with registered representatives are Series 7 and Series 63. Here are the steps to becoming a registered representative : Sit for and pass the SIE exam. This exam, which tests security industry essential concepts, gets you started on the path to earning your Series 7 and Series 63 licenses.

   What is a Registered Representative? | Definition | Kaplan

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   How do I become a registered representative for a sponsoring firm?

   • To become licensed as a registered representative for a sponsoring firm, a person must pass the Series 7 and Series 63 securities examinations. These exams are administered by FINRA.

   Registered Representative (RR): Definition, Job Description, Pay

   www.investopedia.com/terms/r/registeredrepresentative.asp

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6. www.finra.org › registration-exams-cePermitted Activities of Registered Representatives | FINRA.org

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   Permitted Activities of Registered Representatives. Please note: The following information is intended to provide a general overview of the permitted activities of various registration categories, but it is not an exhaustive list.

7. smartasset.com › investing › registered-representativeAll About Registered Representatives -SmartAsset | SmartAsset

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   Aug 30, 2023 · Registered representatives, usually working with a brokerage firm, help their clients trade securities and provide investment advice. Their practices are heavily regulated, and each representative has passed comprehensive qualifying exams.

8. www.kaplanfinancial.com › resources › gettingHow to Become a Registered Representative | 5 Steps - Kaplan ...

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   Apr 9, 2019 · A career as a registered representative is within reach! Learn what a registered representative does, and the 5 steps to becoming one from Kaplan Financial Education.