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Loop Capital Markets LLC is registered with the U.S. Securities and Exchange Commission as a broker-dealer and a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC).
LOOP CAPITAL MARKETS LLC Section Title Report Summary Firm History CRD# 43098 1 6 Firm Profile 2 - 5 Page(s) Firm Operations 7 - 14 Disclosure Events 15 Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to steal your personal information or your money.
Loop Capital Markets LLC is registered with the U.S. Securities and Exchange Commission as a broker-dealer and a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC).
Mar 5, 2024 · Diversity and inclusion (D&I) continues to be a central tenet of Loop Capital Markets. Please join us for a lively discussion on Monday, March 11 th at 2:00 PM ET hosted by Founder and CEO Jim Reynolds of how companies have been able to successfully implement D&I to the benefit of their various stakeholders, including customers, shareholders, employees, and communities.
Securities, investment banking services and derivatives trading are offered through Loop Capital Markets LLC. Loop Capital Markets LLC is registered with the U.S. Securities and Exchange Commission as a broker-dealer and a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and the ...
LOOP CAPITAL MARKETS L.L.C., LOOP CAPITAL MARKETS LLC. CRD#: 43098 /SEC#: 8-50140. B . Brokerage Firm Regulated by FINRA (Chicago district office) IA.
Adrienne B. Pitts is Managing Director and General Counsel for Loop Capital and all of its affiliates. She is responsible for all legal aspects of the firm’s various business lines. asset management, consulting, equity trading & research, and investment banking business units, including for investment advisor, MJE‐Loop Capital Partners LLC ...
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related to: loop capital markets llcWe Take a Personalized Approach To Offer You Investment Solutions Focused On Your Future. Connect With a Financial Advisor At a Merrill Lynch Wealth Management Location Near You.
