Search results
4 days ago · What is the difference between Series 66 and Series 63? The Series 63 certification qualifies you to work as a securities agent. The Series 66 exam takes that a step further by qualifying you for work as a securities agent and an investment advisor representative.
5 days ago · The Series 6 license will allow you to sell certain securities products, while the Series 63 license ensures that you’re compliant with state-specific securities laws. It’s worth noting that you’ll be limited to selling packaged securities products with these two licenses.
5 days ago · With your Series 7 license and Series 63, 65, or 66 license, you are now fully licensed to work with securities. Congratulations! The Series 63, 65, and 66 licenses do not expire as long as you continue to be employed and a member of FINRA. You will need to complete continuing education periodically to keep your Series 7 license up-to-date.
5 days ago · Obtaining a life and health insurance license permits you to begin selling and retaining life and/or health insurance policies within a specific state. It qualifies you as a life insurance agent legally able to explain, sell, and process that line of insurance.
3 days ago · The Series 63 exam is essentially a state specific version of the Series 6. You need to pass it to use your Series 6 license while working. It’s typically recommended to get the Series 6 license first, since the exam is a bit harder than the Series 63 test.
5 days ago · Correlation, in the financial world, is the statistical measure of the relationship between two securities. The correlation coefficient ranges between -1.0 and +1.0. A correlation of +1 implies...
5 days ago · The Series 7 exam is considered one of the most challenging exams for financial professionals. The Series 65, on the other hand, is the requisite first step for financial advisors—a passing score is required before you can advance your career.
