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May 23, 2024 · The Series 63 is an administrative license that deals primarily in the securities laws that affect securities sales in each state. In order to sell securities or variable insurance in any state in the US, you will need both the Series 6 and Series 63 licenses.
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May 19, 2024 · What is the Series 63 license, and who needs it? The Series 63 license, or the Uniform Securities Agent State Law Examination, is required for individuals who want to sell securities within a particular state. It basically ensures that the licensee understands the state-specific regulations and ethical practices.
6 days ago · The Series 63 exam is essentially a state specific version of the Series 6. You need to pass it to use your Series 6 license while working. It’s typically recommended to get the Series 6 license first, since the exam is a bit harder than the Series 63 test.
May 2, 2024 · What is a FINRA Series 63 License? The Series 63, also known as the Uniform Securities Agent State Law Examination, is a requisite qualification exam for those intending to engage in securities trade within most United States jurisdictions.
May 6, 2024 · The Series 3 examination is the all-encompassing test that is required by the National Futures Association (NFA) and the Commodities Futures Trading Commission (CFTC) in order to be considered a...