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The Commission announced that on October 9, 2013, the Honorable John W. Darrah sentenced Steven W. Salutric to 96 months imprisonment, to be followed by three years of supervised release, as well as $3.89 million in criminal restitution.
Steven W. Salutric, age 51, is a resident of Carol Steam, Illinois. In 2000, Salutric cofounded the investment advisory firm Results One Financial, LLC. Salutric owns about 44% of Results One and is the largest shareholder of the firm. On the firm’s website,
Jan 8, 2015 · From 2002-2010, Salutric, an investment adviser whose firm had more than 1,000 clients, defrauded clients by diverting assets from their Schwab accounts to unapproved, high-risk investments, including restaurants, car dealerships, real estate developments, and an entertainment company.
Jul 27, 2010 · Steven W. Salutric, 51, who ran Results One Financial LLC, failed to file response papers or appear at a hearing this month to defend himself against charges by the Securities and Exchange...
Defendant STEVEN W. SALUTRIC was a founding principal of Results One and employed as an investment adviser, as defined in Title 15, United States Code, Section 80b-2(a)(11).
Steve W. Salutric was barred from the securities industry by an administrative proceeding Order on September 10, 2010, for allegedly stealing $1.8 million from at least 17 investors over the past three years.
