Yahoo Web Search

Search results

  1. Nov 9, 2022 · On May 17, 2021, the Commission issued an Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order (the “Order”) against the Respondent, S&P Dow Jones Indices LLC. According to the Order, on Monday, February 5, 2018, despite notable market ...

    • Submit a Claim

      Submit a Claim - S&P Dow Jones Indices LLC - Home

    • FAQs

      On May 17, 2021, the Commission issued an Order Instituting...

    • Documents

      Documents - S&P Dow Jones Indices LLC - Home

    • Nominees

      Nominees - S&P Dow Jones Indices LLC - Home

  2. On May 17, 2021, the Commission issued an Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order (the “Order”) against the Respondent, S&P Dow Jones Indices LLC. According to the Order, on Monday, February 5, 2018, despite notable market ...

  3. People also ask

  4. Oct 12, 2022 · File No. 3-20310. In the Matter of S&P Dow Jones Indices LLC Admin. Proc. File No. 3-20310. On May 17, 2021, the Commission instituted and simultaneously settled cease-and-desist proceedings (the “Order”) against S&P Dow Jones Indices LLC (“S&P” or the “Respondent”). In the Order, the Commission found that S&P, which publishes an ...

  5. Jun 7, 2021 · Order Approving Use of Fair Fund to Pay Outstanding and Remaining Fees and Expenses: 34-64327: Apr. 22, 2011: Order Directing Disbursement of Fair Fund: 34-63143: Oct. 21, 2010: Order Directing Disbursement of Fair Fund: 34-62475: Jul. 8, 2010: Order Directing Disbursement of Fair Fund: 34-60667: Sep. 14, 2009

  6. Jul 14, 2022 · If you have questions, or if you would like to receive a Claim Form in the mail, you may call the S&P Dow Jones Indices Fair Fund's toll-free number at 855-604-1705, send an email to info ...

  7. By: Steve Lander. Dow index funds track the DJIA's ups and downs. S&P Dow Jones Indices actually publishes more than 800,000 financial indices, but when investors talk about the "Dow,"...

  8. Mar 12, 2023 · The Best (And Only) Dow Jones ETF. By Sam Swenson, CFA, CPA – Updated Jan 12, 2024 at 11:23AM. The Dow Jones Industrial Average ETF Trust ( DIA -0.01%) is the only game in town when it...

  1. People also search for