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In order for a candidate to pass the Series 63 exam, they must correctly answer at least 43 of the 60 scored questions. For additional information about this exam, including the content outline, please visit the exams page on the NASAA website. Exam Validity Extension Program.
Jul 30, 2020 · Applicants to the Series 63 license must pass an exam and possess knowledge of ethical practices and fiduciary obligations. Most U.S. states require all potential registered representatives to...
May 7, 2020 · You should take the exam if you have a Series 6 license, Series 7 license, or both, and do not live or work in Colorado, Florida, Louisiana, Maryland, the District of Columbia, and Puerto Rico. Outside of those states, you cannot sell securities without passing the Series 63 exam. What are the requirements to sit for the Series 63 exam?
Oct 9, 2023 · In most states, individuals who want to become licensed to sell securities must pass the Series 63 or Series 66 examination, depending on the level of other registration the individual has....
Mar 18, 2019 · The Series 63 license is intended to measure an applicant’s knowledge and understanding of state law and regulations. It is required for individuals soliciting the purchase or sale of securities products, such as mutual funds, variable annuities, stocks, or bonds within a state.
Apr 2, 2024 · To pass and gain a Series 63 license, 43 of the 60 questions must be answered correctly for a passing grade of 72%. Exams are given at Prometric test centers. As of September 2019, it costs $135 to take the exam. You don’t need a sponsor to take Series 63, but you’ll need to fill out the required application.
Mar 19, 2024 · Currently, as of February 2024, according to the FINRA website, all states except for Colorado, District of Columbia, Florida, Louisiana, Maryland, and Puerto Rico are required to pass or receive credit for the Series 63 exam. Who takes the Series 63 exam?
