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Joseph Stone Capital is a brokerage that invests in its financial representatives and helps them achieve their goals. It offers portfolio diversification, customized financial plan, and strategy-driven services to investors.
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Sep 8, 2022 · FINRA found that Joseph Stone failed to supervise its representatives' trading in 25 customer accounts, causing them to incur $1 million in commissions and other costs. The firm and several representatives agreed to settle the charges and pay restitution to the impacted customers.
Since its inception, Joseph Stone Capital, LLC has upheld a culture of powerful philosophies and unique monetary strategies for our clients. We continue to strive to exceed the demands of the investment industry with valuable insight and financial guidance, while taking the time to understand your individual needs and what matters most to you ...
Joseph Stone Capital, LLC is a New York-based broker-dealer that offers investment banking, brokerage and financial services to emerging growth companies. Learn about its history, values, services, employees and locations on LinkedIn.
JOSEPH STONE CAPITAL L.L.C. CRD# 159744 SEC# 8-69014 Main Office Location 585 STEWART AVE SUITE L60C GARDEN CITY, NY 11530 Regulated by FINRA Long Island Office Mailing Address 585 STEWART AVE SUITE L60C GARDEN CITY, NY 11530 Business Telephone Number 516 267-7001 Report Summary for this Firm This report summary provides an overview of the ...
Joseph Stone Capital is a boutique firm that offers investment banking, financial advisory, and brokerage services to individual and corporate clients. Learn about their services, careers, reviews, and how to contact them.
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Joseph Stone Capital LLC operates as an institutional brokerage firm. The Company offers portfolio management, capital raising, financial planning, and advisory services.