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Let us show you. We’re Modern Regulatory Services LLC and we’re here to take care of your regulatory, compliance and financial reporting concerns, so you can focus on helping your clients and growing your business. We work with FINRA on a daily basis (not exaggerating) and with state regulators regularly. We always have our ears to the ground.
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© 2024 Modern Regulatory Services LLC, 11 Broadway, Suite...
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Experience. We are regulatory compliance consultants,...
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11 Broadway, Suite 615 New York, NY 10004 Direct Line:...
- Building a Broker-Dealer
Much is needed to ensure a successful FINRA New Member...
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Experience. We are regulatory compliance consultants, husbands, wives, fathers, mothers, sons, daughters, brothers and sisters. Our clients are SEC registered, FINRA member broker-dealers. Many are non U.S. entities and it’s been great to earn their trust as well. All of our clients are interesting and do interesting, entrepreneurial things.
© 2024 Modern Regulatory Services LLC, 11 Broadway, Suite 615, NYC, NY 10004, 646-734-1881 | Privacy PolicyPrivacy Policy
Modern Regulatory Services LLC provides various monthly ongoing compliance retainer services to our client broker-dealer firms. In many cases one o f our highly qualified staff will register with a client's firm as a Financial & Operations Principal (FINOP) with either the Series 27 or Series 28 license, or in some special cases in other ...
Overview. MODERN REGULATORY SERVICES, LLC is a private company. The company currently specializes in the Legal Services area. Its headquarters is located at Jackson, New Jersey, USA. The number of employees ranges from 25 to 100. The annual revenue of MODERN REGULATORY SERVICES, LLC varies between 5.0M and 25M.
Modern Regulatory Services LLC. See who you know in common. Get introduced. Contact Steven directly. Managing Director at Modern Regulatory Services LLC · Experience: Modern Regulatory Services ...
- Modern Regulatory Services LLC
CMD is a Woman-Owned Small Business and an active member of: We're a team of medical device development experts. We leverage decades of medical device and combination product experience to provide your organization with medical device consulting services that meet the expectations of FDA and other regulatory bodies.
