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1. www.law.com › dailybusinessreview › 2024/05/30SEC Sanctioned: Agency Ordered to Pay $1.2M in Legal Fees ...

   www.law.com › dailybusinessreview › 2024/05/30

   1 day ago · Now, U.S. District Judge Robert Shelby of the District of Utah ordered the SEC to pay $1.8 million in attorney and receivership fees, of which $1.2 million went to those three law firms. The SEC ...

2. www.wsj.com › articles › private-equity-giants-nearPrivate-Equity Giants Near Settlements With SEC Over Texting ...

   www.wsj.com › articles › private-equity-giants-near

   2 days ago · Some of Wall Street’s biggest private-equity firms said they are negotiating settlements with the U.S. markets regulator over their employees’ use of banned communication channels. Blackstone ...

3. People also ask

   Why was Ernst and young fined by the SEC?

   • EY was fined once again by the SEC. This week Ernst and Young was fined by the SEC for their audit of oil services company Weatherford. The fine of EY will be combined with the fine of Weatherford to return over $150 million to investors. Two partners at Ernst and Young were also penalized as part of this settlement with the SEC.

   Ernst & Young Settles with SEC over Weatherford Fraud

   big4accountingfirms.com/the-blog/sec-fines-ernst-young-for-weatherford-fraud/

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   What is the SEC's penalty for Ernst & Young?

   • The penalty does not stop as the SEC fines Ernst & Young, it is also asking for proof of improvement. The SEC has ordered EY to pay $100 million to settle the charges and to undertake extensive remedial measures to combat this breach of trust, as it shows the firm’s failure in maintaining good business ethics.

   SEC Fines Ernst & Young $100 Million Over CPA Cheating Scandal

   www.industryleadersmagazine.com/sec-fines-ernst-young-100-million-over-cpa-cheating-scandal/

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   What does Ernst & Young have to do with the SEC?

   • Along with paying the $100 million fine, Ernst & Young has to audit itself and report the findings to the SEC, including an assessment of its ethics and integrity training. It'll also be reviewed by independent consultants that the firm will have to pay for.

   Accounting giant Ernst & Young admits its employees cheated on ethics

   health.wusf.usf.edu/2022-06-28/accounting-giant-ernst-young-admits-its-employees-cheated-on-ethics-exams

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   Why was Ernst & Young fined $100 million?

   • Ernst & Young, one of the top accounting firms in the world, is being fined $100 million by federal regulators after admitting its employees cheated on their ethics exams. For years, the firm's auditors had cheated to pass key exams that are needed for certified public accountant licenses, the Securities and Exchange Commission found.

   Accounting giant Ernst & Young admits its employees cheated on ethics

   health.wusf.usf.edu/2022-06-28/accounting-giant-ernst-young-admits-its-employees-cheated-on-ethics-exams

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4. www.nysscpa.org › news › publicationsPrivate-Equity Firms Negotiate Settlements with SEC Over ...

   www.nysscpa.org › news › publications

   • Cached

   3 days ago · In February, the SEC imposed fines on another group of brokerages to settle claims that their brokers or money managers used messaging apps that violated record-keeping rules. Late last year, Gurbir Grewal, director of the SEC’s enforcement division, said that the harsh fines imposed on record-keeping violations have led to policy and ...

5. invezz.com › news › 2024/05/30Consensys to invest 'tens of millions' in lawsuit against SEC ...

   invezz.com › news › 2024/05/30

   • Cached

   1 day ago · Soon after, it slammed payments firm Ripple with a $2 billion fine. ... Consensys itself isn’t any stranger to the SEC’s overreach, having received a Wells notice in late April 2024.

6. Videos

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     SEC fines EY $100 million over CPA ethics exam cheating

     Jun 28, 2022

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     SEC Fines Ernst & Young $100 Million Over Employee Cheating On CPA Exams

     Jun 28, 2022

     176 Views

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     abc10.com

     Ernst & Young hit with $100 million fine after employees cheated on ethics exams

     Jun 27, 2022

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7. www.cpomagazine.com › cyber-security › nyse-exchangeNYSE Exchange Owner Fined $10 Million Over Breach Reporting ...

   www.cpomagazine.com › cyber-security › nyse-exchange

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   3 days ago · Intercontinental Exchange, Inc. (ICE), which owns numerous clearinghouses and exchanges including the New York Stock Exchange (NYSE), has been handed a $10 million fine by the Securities and Exchange Commission (SEC) for breach reporting failures in a 2021 security incident. The fine is part of a settlement agreement reached involving the April ...

8. www.swarmnetics.com › blog › nyse-owner-breachNYSE Owner Breach Reporting Fine Continues Pattern of Hard ...

   www.swarmnetics.com › blog › nyse-owner-breach

   • Cached

   2 days ago · A fine issued to New York Stock Exchange owner Intercontinental Exchange, Inc. (ICE) has raised some debate about the fairness of the SEC’s intentions, but also continues to demonstrate that the agency is being very strict in its breach reporting requirements since tightening the regulatory screws last year. ICE recently took a $10 million ...

9. www.spiceworks.com › it-security › data-securityICE Hit With SEC Fine for Delayed VPN Breach Disclosure ...

   www.spiceworks.com › it-security › data-security

   • Cached

   3 days ago · The SEC fined Intercontinental Exchange $10 million for failing to promptly report a 2021 security breach on its VPN, potentially compromising employee data. The delay in notifying subsidiaries hampered their ability to assess the incident and fulfill disclosure requirements under Regulation SCI.