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Aug 13, 2021 · HONORABLE KATHERINE FAILLA JUDGE. WHEREAS, on or about January 24, 2019, JOSEPH KRIGSFELD (the “Defendant”), was charged in a three-count sealed Information, 19 Cr. 068 (KF) (the “Information”), with conspiracy to commit securities fraud and wire fraud, in violation of Title 18, United States Code, Section 371 (Count One); securities ...
Aug 15, 2021 · Joseph Krigsfeld: Consent to Judgment. Consent to Forfeiture/Judgment in the amount of $19.9 million regarding a securities fraud scheme that, inter alia, involved Cayman Islands-domiciled Aberon Capital Master Fund in USA v. Joseph Krigsfeld at the U. S. District Court for the Southern District of New York.
Monday, April 04, 2022: 16 16 order Judgment Mon 04/04 11:33 AM JUDGMENT: ORDERED, ADJUDGED AND DECREED that the SEC's Order for monetary relief is enforced. FURTHER ORDERED, ADJUDGED AND DECREED that Krigsfeld shall pay the outstanding penalty and interest balance due of $152,280 and applicable interest pursuant to 31 U.S.C. § 3717 up to the date of the entry of this Judgment in 12 monthly ...
Judge Castel chastised prosecutor Tara La Morte for failing to advise counsel for Jain that his former business partner Joseph Krigsfeld — who pled guilty and cooperated — turned over a large ...
Apr 4, 2022 · 22 Misc. 60 (PGG) 04-04-2022. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JOSEPH KRIGSFELD, Defendant. Paul G. Gardephe United States District Judge. JUDGMENT. Paul G. Gardephe United States District Judge. Plaintiff Securities and Exchange Commission (the “SEC”) having filed a Complaint in this Court pursuant to Section 209 (d) of ...
Joseph Krigsfeld: Complaint. Complaint alleging failure to pay a fine of $160,000 for securities fraud involving, inter alia, Cayman Islands-domiciled Aberon Capital Master Fund, LP in U. S. Securities and Exchange Commission v. Joseph Krigsfeld at the U. S. District Court for the Southern District of New York. BECOME A SUBSCRIBER.
By Pete Brush. Law360, New York (April 15, 2020, 6:04 PM EDT) -- Aberon Capital Management boss Niket Jain is set to go to trial June 1 on charges that he and Joseph Krigsfeld, his ex-partner who ...
