Merrill (company)
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Find out how to connect with Bank of America or BofA Securities regarding worldwide contact information, career opportunities, portal logins and more.
Learn how Bank of America and BofA Securities (formerly Bank of America Merrill Lynch) serve businesses, corporations and institutions worldwide with a wide range of capabilities.
- CRD# 283942
- About BrokerCheck®
- Report Summary for this Firm
- Firm History
- Disclosure Events
- Firm Names and Locations
- Firm Profile
- Direct Owners and Executive Officers
- Legal Name & CRD# (if any):
- Percentage of Ownership
- Owners and Executive Officers (continued)
- Indirect Owners
- Types of Business
- Other Types of Business
- Clearing Arrangements
- Introducing Arrangements
- Industry Arrangements
- Organization Affiliates
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This report summary provides an overview of the brokerage firm. Additional information for this firm can be found in the detailed report.
Information relating to the brokerage firm's history such as other business names and successions (e.g., mergers, acquisitions) can be found in the detailed report.
Brokerage firms are required to disclose certain criminal matters, regulatory actions, civil judicial proceedings and financial matters in which the firm or one of its control affiliates has been involved. Are there events disclosed about this firm? Yes
This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used.
This section provides information relating to all direct owners and executive officers of the brokerage firm.
Legal Name & CRD# (if any): NB HOLDINGS CORPORATION Is this a domestic or foreign Domestic Entity entity or an individual? Position Position Start Date Percentage of Ownership Does this owner direct the management or policies of the firm? Is this a public reporting company?
Is this a domestic or foreign entity or an individual? Position Position Start Date
Does this owner direct the management or policies of the firm? Is this a public reporting company?
Does this owner direct the management or policies of the firm?
Legal Name & CRD# (if any): Is this a domestic or foreign entity or an individual? Company through which indirect ownership is established Relationship to Direct Owner Relationship Established Percentage of Ownership Does this owner direct the management or policies of the firm?
Exchange member engaged in exchange commission business other than floor activities Exchange member engaged in floor activities Broker or dealer making inter-dealer markets in corporation securities over-the-counter Broker or dealer retailing corporate equity securities over-the-counter Broker or dealer selling corporate debt securities Underwriter...
This firm does effect transactions in commodities, commodity futures, or commodity options. This firm does engage in other non-securities business. Non-Securities Business Description: WILL ENGAGE IN NONSECURITIES BUSINESS, INCLUDING, BUT NOT LIMITED TO, MERGERS & ACQUISITIONS AND OTHER TRANSACTIONAL ADVISORY SERVICES, CORPORATE FINANCINGS, LOAN SY...
This firm does hold or maintain funds or securities or provide clearing services for other broker-dealer(s).
This firm does not refer or introduce customers to other brokers and dealers. Firm Operations
Firm Operations Firm Operations Industry Arrangements (continued) This firm does not have accounts, funds, or securities maintained by a third party. This firm does not have customer accounts, funds, or securities maintained by a third party. Control Persons/Financing This firm does not have individuals who control its management or policies throug...
This section provides information on control relationships the firm has with other firms in the securities, investment advisory, or banking business. This firm is, directly or indirectly: in control of controlled by or under common control with the following partnerships, corporations, or other organizations engaged in the securities or investment ...
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