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Oct 28, 2017 · Mark D. Lipsky, who has a lengthy profile on the Internet Movie Database and claims connections to Murphy, Arsenio Hall and Chris Rock, allegedly scammed a Brooklyn writer out of $35,000 in...
Oct 7, 2016 · This complaint brings forth causes of action including fraud, aiding and abetting fraud, prima facie tort, breach of fiduciary duty, and tortious interference with contracts and business relations. The defendants are Mark D. Lipsky, Robert M. Agueli, and Bruce Molino.
- The Top of 2008
- The Dot Com Bubble Blowers
- A Distant Memory
Unsurprisingly, some of the brokers who’ve received the highest fines from FINRA were involved in the ‘08 financial crisis. Mitchell Guttenberg, a former institutional client manager in UBS’ equity research department, tops the list with total fines of nearly $16 million. After a 20-year career in finance, he pled guilty in 2008 to selling non-publ...
Stratton Oakmont and HGI also links No. 14, Brain Scanlon, a broker so well-known for his smooth talking phone tactics that tapes of him selling stocks via cold calls were passed around in financein the early 2000s. He worked at Stratton Oakmont in the early 90s, like Hannah, he was eventually fined $5 million and barred by FINRA while working at H...
Many of these crimes now seem like ancient history, and studiesshow FINRA’s enforcement “softening” over the years. The sum of FINRA’s total fines dropped28% in 2019, down to $44 million from $61 million in 2018. This can partially be attributed to the bull market, at least pre-coronavirus. As the leader of the study Brian Rubin, a partner at Evers...
Jul 13, 1993 · Defendants Lipsky, Goodkin & Co. ("LGC"), Mark Lipsky, Alan Greenblatt and Robert Rochlin move, pursuant to Federal Rules of Civil Procedure ("Fed.R.Civ.P.") 12(b) and 9(b), to dismiss the amended complaint of plaintiffs Anthony and Michelle Cuccolo.
Oct 7, 2016 · On October 07, 2016 a Motion-Secondary was filed involving a dispute between Palm Aisles Pictures Llc, and Bruce Benjamin, Mark D. Lipsky, Robert M. Agueli, for Torts - Other (Fraud) in the District Court of New York County.
Apr 27, 2017 · SAN FRANCISCO (CN) – The president of a mortgage payment company on Wednesday denied using misleading sales tactics to bilk homeowners out of money during a bench trial that is expected to test the power of the Consumer Financial Protection Bureau. Daniel Lipsky, president and owner of Ohio-based Nationwide Biweekly Administration, testified ...
Apr 10, 2024 · Sexual exploitation of at least eight young boys. GRAND RAPIDS, MICHIGAN — U.S. Attorney for the Western District of Michigan Mark Totten today announced that Ian Jason Lipsky, age 51, of East Lansing, Michigan, was sentenced to 30 years in prison, followed by 10 years of supervised release, for sexually exploiting children.
