Search results
Mar 25, 2024 · Todd Shanholtzer is the President & Chief Executive Officer at Trew Financial & Benefits Group based in Las Vegas, Nevada.
- 5760 Bedrock Springs Ave, Las Vegas, 89131, Nevada
- President & Chief Executive Officer
- (702) 654-4444
- Trew Financial & Benefits Group
Mar 13, 2017 · On 03/13/2017 ANNETTE LEXIS filed an Other court case against TODD ALAN SHANHOLTZER in Orange County Superior Courts. Court records for this case are available from Central Justice Center.
Allegations: Without admitting or denying the findings, Shanholtzer consented to the sanctions and to the entry of findings that he mishandled funds from a brokerage customer by mistakenly directing $58,622 of the customer's funds into the wrong account,
Oct 1, 2015 · FINRA suspended former Park Avenue Securities (Las Vegas, NV) broker Todd Alan Shanholtzer and fined him $10,000 for mishandling customer funds related to the surrender and reinvestment of a nearly-$200,000 variable annuity product, which ended up causing the customer to incur additional tax liability.
Aug 31, 2017 · Todd Alan Shanholtzer, of Las Vegas, Nevada, a stockbroker formerly registered with Park Avenue Securities, LLC, has been fined $10,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm, misused ...
View Todd Shanholtzer’s profile on LinkedIn, a professional community of 1 billion members.
Todd Alan Shanholtzer, of Las Vegas, Nevada, a stockbroker formerly registered with Park Avenue Securities, LLC, has been fined $10,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm, misused ...
