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Test Your SIE Knowledge. Get firsthand experience with a free practice test for the Security Industry Essentials ® (SIE ®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE exam. Proceed at your own pace.
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Practice the SIE exam online with the interactive test...
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Your First Step to a Career in the Securities Industry. The...
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Following are FAQs about the Securities Industry Essentials®...
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The Securities Industry Essentials ® (SIE ®) Exam is a FINRA...
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Help students prepare for a career in the financial services...
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Pass your FINRA ® exams or fulfill your NASAA continuing education requirements with Kaplan’s securities courses and IAR continuing education (CE) solutions. Our OnDemand, self-study, and Live Online securities licensing exam prep and IAR CE courses provide a convenient learning environment.
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- Best SIE Exam Prep Courses of 2024
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- Methodology
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The Securities Industry Essentials (SIE) exam is an entry-level assessment that covers products, risks, regulatory agencies, prohibited practices, and markets administered by the
Financial Industry Regulatory Authority (FINRA)
The exam has 75 multiple-choice questions, takes an hour and 45 minutes to complete, and it's a tough test, even if you have financial experience.
Best for Career : Securities Institute of America, Inc.
Textbook, online video class, mobile e-book, and exam prep software
SIA, Inc.'s programming is tailored for someone looking for more than just professional enhancement: It's ideal for someone actually looking to move into a financial services career.
Offers a variety of bundled courses
In partnership with the largest financial publisher in the world
May be best for students with previous experience in the financial sector
Our best overall SIE exam prep course option is ExamFX. It offers a wide range of prep tools and courses, a guarantee that you'll pass, and a refund if you don't.
To help determine the best SIE exam prep courses, we looked at factors such as cost, published pass rate, and availability. Since different examinees respond to specific class structures differently, it’s important to choose the model that best suits you—whether that’s online, in-person, or in a book.
We also looked at what is offered in each course, such as review books, flashcards, practice exams, access to instructors for questions, and the like. Additionally, we took course policies, such as money-back guarantees, into account. Ultimately, using our roundup of the best SIE exam prep courses, you will find the right program to help you pass your exam and advance your career.
- Ross Kenyon
Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA ® Securities Industry Essentials (SIE) Exam. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule.
The Securities Industry Essentials ® (SIE ®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the ...
Securities Exam Prep. Interactive content covering key exam topics with comprehensive study tools help professionals entering the securities industry get licensed faster. Course Catalog. Kick Start Your Career With Everything you Need to Pass the SIE Exam.
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PASS your FINRA/NASAA securities qualification exam the first time! Low-cost individual courses, or take ALL your exams for $349 with our subscription pricing offer* Securities Industry Essentials (SIE), Series 6, Series 7, Series 63, Series 65, Series 66...Principal Exams, too! Unlimited Instruct.
