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1. • • The Series 6 is a securities license entitling the holder to register as a company's representative and sell certain types of mutual funds, variable securities, and insurance. Holders of the Series 6 license are not authorized to sell corporate or municipal securities, direct participation programs, and options.
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     Series 6: Definition, Requirements, Advantages and Disadvantages

2. People also ask

   What is a series 6 & 7 license?

   • Two of the most popular licenses are the Series 6 and Series 7 exams. The Series 6 license allows a registered representative to sell only a specific type of investment products, whereas the Series 7 license allows the rep to sell a wider variety of securities.

   Series 6 Exam vs. Series 7 Exam: What's the Difference? - Investopedia

   www.investopedia.com/ask/answers/042215/what-are-differences-between-series-6-exam-and-series-7-exam.asp

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   How do I get a series 6 license?

   • To obtain a Series 6 license, an individual must pass the Series 6 examination, which is administered by the Financial Industry Regulatory Authority (FINRA). The Series 6 exam covers topics such as types of securities, regulatory agencies, and investment risks.

   Series 6: Definition, Requirements, Advantages and Disadvantages

   www.investopedia.com/terms/s/series6.asp

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   What is a series 6 securities license?

   • The Series 6 (Investment Company and Variable Contracts Products Representative)Securities License is a license regulated by the Financial Industry Regulatory Authority (FINRA).

   How to Get Your Series 6 License - StateRequirement

   staterequirement.com/securities-licensing/series-6-license/

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   What can I Sell with a series 6 license?

   • With a Series 6 license, you are able to sell mutual funds, variable annuities, variable life insurance, unit investment trusts (UITs), and municipal fund securities. The Series 6 is often seen as the ideal companion license for those in the insurance industry.

   How to Get Your Series 6 License - Kaplan Financial Education

   www.kaplanfinancial.com/resources/getting-started/how-to-get-your-series-6-license

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3. www.investopedia.com › terms › sSeries 6: Definition, Requirements, Advantages and Disadvantages

   www.investopedia.com › terms › s

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   Aug 4, 2023 · Learn what a Series 6 license is, how to get it, and what it allows you to do in the financial services industry. Find out the advantages and disadvantages of this securities license and how it compares to the Series 7 license.

4. www.finra.org › qualification-exams › series6Series 6 – Investment Company and Variable ... - FINRA.org

   www.finra.org › qualification-exams › series6

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   Learn about the Series 6 exam, which tests your knowledge of mutual funds, variable annuities and other products. Find out how to enroll, schedule, prepare and pass the exam to become an investment company and variable contracts products representative.

5. www.kaplanfinancial.com › resources › gettingSeries 6 Exam Frequently Asked Questions (FAQs) | Kaplan ...

   www.kaplanfinancial.com › resources › getting

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   Apr 9, 2019 · Learn how to earn your Series 6 license to sell mutual funds, variable annuities, and insurance. Find out the requirements, topics, format, and cost of the Series 6 top-off exam.

   • Which series exams do not require a broker/dealer to sponsor them?

     Licenses that do not require a sponsor include the Series 3, 30, 31, 32, 34, 63, 65 & 66. The Securities Industry Essentials (SIE) exam can also be...
   • Which testing centers administer the securities licensing exams?

     Prometric (www.prometric.com) and Pearson Vue (www.pearsonvue.com)
   • Who can sponsor me?

     Sponsorship is usually done through a broker/dealer. Contact FINRA® at 800.289.9999 or visit their website at www.finra.org for further information...

6. Videos

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7. www.investopedia.com › ask › answersSeries 6 Exam vs. Series 7 Exam: What's the Difference?

   www.investopedia.com › ask › answers

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   Sep 5, 2023 · Learn the key differences between the Series 6 and Series 7 exams, two of the most popular FINRA qualification exams for financial professionals. The Series 6 license allows you to sell mutual funds, annuities, and some insurance products, while the Series 7 license allows you to sell stocks, bonds, ETFs, and more.

   • Author: Troy Segal

8. www.kaplanfinancial.com › resources › gettingHow to Get Your Series 6 License - Kaplan Financial Education

   www.kaplanfinancial.com › resources › getting

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   Apr 12, 2024 · Learn the steps to earn the Series 6 license, which allows you to sell various financial products and services. Find out how to take the SIE exam, secure a sponsorship, pass the Series 6 exam, and register your license.

9. www.investopedia.com › 07 › series_6Tips for Passing the Series 6 Exam - Investopedia

   www.investopedia.com › 07 › series_6

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   Aug 5, 2023 · Learn what the Series 6 license is, who needs it, and how to prepare for the exam. Find out the exam topics, format, time management, and strategies to pass the test.

10. staterequirement.com › series-6-licenseHow to Get Your Series 6 License - StateRequirement

    staterequirement.com › series-6-license

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    5 days ago · Learn the steps to obtain the Series 6 license, a securities license for selling grouped securities products, such as insurance and investments. Find out the exam requirements, fees, study materials, and sponsorship process.