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    • Has become a registered investment adviser

      • In a bid to expand the types of deals it does, Sequoia Capital, one of the U.S.’s largest venture-capital firms, has become a registered investment adviser with the Securities and Exchange Commission, according to a notice on the agency’s website.
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  2. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV.

  3. Jan 10, 2022 · In a bid to expand the types of deals it does, Sequoia Capital, one of the U.S.’s largest venture-capital firms, has become a registered investment adviser with the Securities and...

    • Yuliya Chernova
  4. Oct 25, 2021 · Sequoia is also broadening its scope by becoming a registered investment adviser, following in the footsteps of rivals like Andreessen Horowitz and General Catalyst. That status gives firms flexibility to invest in crypto, IPOs, secondaries markets and seed investing programs—all strategies of interest that Botha called out in Tuesday’s ...

  5. Aug 17, 2023 · Firm Overview. Sequoia Financial Advisors, LLC (“Sequoia Financial Advisors”, “Sequoia”, “us”, “we”, “advisor” or “SFA”) is an Ohio limited liability company, founded in 2000, and is a Registered Investment Advisory (“RIA”) firm under the Investment Advisers Act of 1940, 15 U.S.C. § 80b-1, et. seq.

  6. Apr 15, 2024 · Investment Adviser Public Disclosure (IAPD) Search your investment professional's background. Enter their name in our Investment Adviser Public Disclosure (IAPD) website to see if they're registered. It's a red flag if they're not! You can also check out whether they’ve ever been in trouble with securities regulators.

  7. Nov 19, 2021 · Alex Wilhelm. Anna Heim. 8:09 AM PST • November 19, 2021. Comment. Image Credits: Nigel Sussman. The decision by Sequoia to become a registered investment adviser (RIA) and move to a...

  8. Oct 26, 2021 · Sequoia will also register as an investment adviser, which will allow it to expand holdings in cryptocurrencies and young companies seeking seed capital. “We think the VC model is...

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