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All securities in Ghana are subject to the securities laws that are administered and enforced by the Securities and Exchange Commission (SEC). The securities laws regulate collective investment schemes in four basic ways: a) Through Licensing Requirements
Securities Industry (Registration of Securities) Guidelines 2022. Act 929 requires that securities be registered with it before they can be sold to the public.
Below are the laws and regulations that currently apply to the Ghanaian securities market: Securities Industry (Amendment), 2021 (Act 1062) Securities and Exchange Commission (Amendment) Regulations, 2019 L. I. 2387. Securities Industry Act, 2016, Act 929.
Listing requirements are a set of conditions that a firm must meet before listing a security on the Ghana Stock Exchange. These requirements are outlined in detail in the GSE Listing Rules.
An application to list on the GSE together with supporting documents will have to be submitted and at the same time, the draft public offer prospectus will have to be submitted to the Securities & Exchange Commission (SEC) for approval. Once the regulatory approvals in (6) are obtained, a date is set for the launch of the public offer.
A prospective investor on the Ghana Stock Exchange must open a securities account with a brokerage house prior to trading in securities. The process of opening an account is very simple and starts by contacting a broker of your choice.
Revocation Claim Form. Download, complete, and forward the scanned forms and Identification Card to gh_fundmanagers@pwc.com for assistance. You can call 0242439453 to follow up a week or two after submission. Learn more.
