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Raymond Joseph Lucia, Sr. is an American former Certified Financial Planner, [1] former Registered Investment Advisor, [2] author, radio personality and television host. [3] . He is host of The Ray Lucia Show, a nationally syndicated radio and television financial talk show on the Business Talk Radio Network and the Biz Television network. [4]
Jun 18, 2020 · After eight years of litigation, which went all the way to the Supreme Court, the Securities and Exchange Commission earlier this week said it had reached a settlement with veteran financial...
Jun 17, 2020 · After a 10-year battle including a Supreme Court case in which he prevailed over the Securities and Exchange Commission, former RIA Raymond Lucia Sr. and his former advisory firm, Raymond J....
Sep 26, 2016 · Raymond Lucia Sr., a former investment adviser and talk show radio host whom the SEC barred from the industry last year, lost his petition Tuesday before the U.S. Court of Appeals to review and...
Jun 18, 2020 · High profile investment advisor and talk show host Raymond Lucia has finally reached a settlement with the Securities and Exchange Commission after a long, contentious battle that included a landmark Supreme Court ruling on the proper appointment of administrative law judges.
Jun 17, 2020 · Washington, D.C., June 17, 2020 (GLOBE NEWSWIRE) -- The New Civil Liberties Alliance, a nonpartisan, nonprofit civil rights organization, has negotiated a settlement with the U.S. Securities and...
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Jun 17, 2020 · (Reuters) - After eight years of litigation with the Securities and Exchange Commission, including a successful U.S. Supreme Court challenge to the appointment process for SEC administrative law...
