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- Mr Henderson was an award-winning financial planner who hosted a Sky News program and wrote articles for The Australian Financial Review and the Sydney Morning Herald.
www.abc.net.au › news › 2019/07/24Financial planner Sam Henderson was grilled by the royal ...
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Oct 20, 2020 · Mr Sam Maxwell Henderson, former chief executive officer, director and senior financial adviser of Henderson Maxwell Pty Ltd (Henderson Maxwell), has today been sentenced in the NSW Local Court. Mr Henderson has been convicted of charges relating to issuing defective disclosure documents and dishonest conduct and will enter into a recognisance ...
Oct 20, 2020 · ASIC's allegations against the former chief executive of financial planning and accounting firm Henderson Maxwell relate to claims that were made between 2010 and 2016 in brochures, the...
Aug 25, 2020 · Former Sydney financial adviser, Mr Sam Maxwell Henderson, has today pleaded guilty to one 'rolled up' charge of dishonest conduct, an offence under section 1041G of the Corporations Act 2001 (Cth) and two counts of making a disclosure document available to a person knowing it to be defective, contrary to section 952D(2)(a)(ii) of the ...
The CEO and Chief Financial Adviser of the company Henderson Maxwell, his full name is Samuel Maxwell Henderson. Celebrity financial adviser Sam Henderson agreed it was ‘most likely’ he got staffers to impersonate a client who he gave disastrous advice. Picture: Stefan Postles.
- Check the brokerage. It should be cheaper than you would pay with an online broker – probably much cheaper. If it is more then you may want to ask some questions about how payments are made and whether your planner gets kickbacks from the broker.
- Check the platform costs. You shouldn’t be paying more than 0.5%.
- Check who is actually managing your money. If you are paying for professional investment management, make sure that it is not being done by a salesperson in their spare time rather than by experienced, dedicated managers.
- Check the investment process. There are a number of different investment strategies that work over time. The overwhelming majority of these have a process that is followed.
Jul 25, 2019 · The corporate regulator has banned high-profile financial adviser Sam Henderson, whose inappropriate financial advice was laid bare in royal commission public hearings last year. The Sydney-based adviser was banned from providing financial services for three years following ASIC surveillance.
Jul 24, 2019 · High-flying financial planner Sam Henderson has been rubbed out of the industry, with regulator ASIC slapping a three-year ban on him providing financial services. Key points: Sam Henderson will be banned from providing financial services for three years.
