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Jan 23, 2015 · Rawitt was personally served with the OIP on January 26, 2015. Pursuant to SEC Rule of Practice 220(b), Rawitt was required to file his answer on or before February 17,2015.
- SEC.gov | Rockwell Energy of Texas, LLC, Rockwell Energy ...
The Commission also charges salesmen W. Todd Smith, Stuart...
- Stuart E. Rawitt - SEC.gov
Procedural Background. On January 23, 2015, the Securities...
- SEC.gov | Rockwell Energy of Texas, LLC, Rockwell Energy ...
Dec 23, 2009 · The Commission also charges salesmen W. Todd Smith, Stuart E. Rawitt, and Brian W. Walsh, with violating Sections 5 (a) and 5 (c) of the Securities Act, and Section 15 (a) of the Exchange Act, based on their roles in selling unregistered Rockwell securities and selling securities without a license.
Procedural Background. On January 23, 2015, the Securities and Exchange Commission (Commission) issued an Order Instituting Administrative Proceedings (OIP) against Rawitt, pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act).
Jan 27, 2015 · Stuart Rawitt, a veteran telemarketer known for his ability to close investment deals, was sentenced Monday to five years in prison for his role in a movie scam. Rawitt, 47, of Marina del...
Jun 22, 2015 · Stuart Rawitt, 47, of West Hollywood, a salesperson, who was arrested this morning; Robert Matias, 50, of Granada Hills, a salesperson who is a fugitive. The three arrested this morning are expected to be arraigned this afternoon in United States District Court in Los Angeles.
Court Description: ORDER GRANTING PLAINTIFFS MOTION FOR DEFAULT JUDGMENT AGAINST DEFENDANT STUART E. RAWITT 36 by Judge Otis D. Wright, II: Rawitt be permanently enjoined from future violations of: (i) Section 17(a) of the Securities Act; (ii) Section 10(b) of the Ex change Act and Rule 10b-5; (iii) Section 15(a)(1) of the Securities Exchange ...
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