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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
Apr 27, 2024 · The Series 66 exam is a combination of the Series 63 and Series 65 exams. But it does not include the product, analysis, and strategy questions that are a large part of the Series 65 exam.
Jun 12, 2023 · The examination (also called the “Series 66”) is designed to qualify candidates as both securities agents and investment adviser representatives. The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients.
Aug 4, 2023 · The Series 66 is a professional licensing exam for investment advisor representatives (IARs). Those who want to become IARs or securities agents must pass both the Series 66 and...
Apr 2, 2024 · The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics. Below, we’ll tackle what the exam is, what exactly it covers and how you can best prepare.
Feb 13, 2024 · In this article, we will provide a comprehensive overview of the Series 66 exam, including its content, differences from Series 63 and 65, difficulty level, costs, scoring, preparation tips, registration process, and what to do after taking the exam.
Series 66 Exam Prep Classes and Study Materials. Boost Your Exam Day Confidence. Securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the NASAA Series 66 Exam, Uniform Combined State Law Examination.
Feb 21, 2024 · In this roundup, we review the best Series 66 exam prep course providers to give you the best chance of passing the exam on your first attempt.
Jul 17, 2023 · How to Obtain a Series 66 License. The Series 66 Exam is administered through FINRA and is a multiple-choice exam that has 110 questions (100 scored and 10 unscored). You’re given 150 minutes (2 1/2 hours) to complete the exam and the cost of the exam is $177.
The NASAA Series 66, Uniform Combined State Law Exam is required of individuals acting as or soliciting for the service of investment advisors and soliciting the purchase or sale of securities within a state. This series fulfills the requirements of both the Series 63 and Series 65.
