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The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.
Apr 12, 2024 · Steps to Earn Series 7 License. Below are the four steps to earning your Series 7 License. Step 1: Take and Pass the SIE Exam. The SIE exam tests common topics such as fundamentals, regulatory agencies and their functions, product knowledge, and acceptable and unacceptable practices.
Jul 28, 2024 · You need a good study plan to pass the difficult Series 7 exam. We reviewed the best Series 7 exam prep courses in six categories to help narrow your search.
Aug 15, 2024 · The Series 7 is an exam and license that entitles the holder to sell all types of securities products except commodities and futures. The Series 7 exam covers topics on investment risk,...
Sep 12, 2023 · The Series 7 exam evaluates the competency of an entry-level registered representative to do their job as a general securities representative. The cost of taking this exam is $300. The exam tests your ability to apply securities concepts to specific scenarios.
Nov 28, 2023 · The Series 7 exam, also called the General Securities Representative Exam, is a regulatory licensing exam administered by FINRA to assess the competency of entry-level finance professionals involved in the selling, trading or dealing of securities.
Series 7 Exam Prep Classes and Study Materials. Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 7 Exam, General Securities Representative Examination (GS).
Mar 26, 2008 · Individuals who want to enter the securities industry to sell any type of securities must take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade.
Series 7 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a General Securities Registered Representative.
Prepare for the Series 7 exam with our industry-leading training curriculum, proactive faculty support, and data-driven guidance. This updated Series 7 course includes new supplements to help you drill deeper on options and suitability concepts.
