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- Begin preparing for your exam by reading the License Exam Manual to clearly understand the key exam topics. Practice in areas of weakness by taking custom quizzes in the SecuritiesPro™ QBank. Then, test your performance with our realistic Practice and Mastery Exams to measure your readiness for the actual securities exam.
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Test Your SIE Knowledge. Get firsthand experience with a free practice test for the Security Industry Essentials ® (SIE ®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE exam. Proceed at your own pace.
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Practice the SIE exam online with the interactive test...
- Exam Information for Students
Your First Step to a Career in the Securities Industry. The...
- FAQs
1. What score is needed to pass the SIE? The passing score...
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FINRA Qualification Exam Tutorial
- Series 7
The Series 7 Content Outline provides a comprehensive guide...
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NOTE: If you are associated with a broker-dealer or...
- Sie
Help students prepare for a career in the financial services...
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6 days ago · 1. Read Each Question Carefully – Pay close attention to the language used in each question. Look out for double negatives and words like “not,” “except,” “unless,” and “until,” which can change the meaning. 2. Manage Your Time – With 75 questions in 1 hour and 45 minutes, you have about 1.5 minutes for each question.
Schedule your exam. You have the option to test either at a Prometric test center or online. For more information, review the self-enrollment FAQ.
- Overview
- Best SIE Exam Prep Courses of 2024
- Final Verdict
- Methodology
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The Securities Industry Essentials (SIE) exam is an entry-level assessment that covers products, risks, regulatory agencies, prohibited practices, and markets administered by the
Financial Industry Regulatory Authority (FINRA)
The exam has 75 multiple-choice questions, takes an hour and 45 minutes to complete, and it's a tough test, even if you have financial experience.
Best for Career : Securities Institute of America, Inc.
Textbook, online video class, mobile e-book, and exam prep software
SIA, Inc.'s programming is tailored for someone looking for more than just professional enhancement: It's ideal for someone actually looking to move into a financial services career.
Offers a variety of bundled courses
In partnership with the largest financial publisher in the world
May be best for students with previous experience in the financial sector
Our best overall SIE exam prep course option is ExamFX. It offers a wide range of prep tools and courses, a guarantee that you'll pass, and a refund if you don't.
To help determine the best SIE exam prep courses, we looked at factors such as cost, published pass rate, and availability. Since different examinees respond to specific class structures differently, it’s important to choose the model that best suits you—whether that’s online, in-person, or in a book.
We also looked at what is offered in each course, such as review books, flashcards, practice exams, access to instructors for questions, and the like. Additionally, we took course policies, such as money-back guarantees, into account. Ultimately, using our roundup of the best SIE exam prep courses, you will find the right program to help you pass your exam and advance your career.
- Ross Kenyon
Begin preparing for your exam by reading the License Exam Manual to clearly understand the key exam topics. Practice in areas of weakness by taking custom quizzes in the SecuritiesPro™ QBank. Then, test your performance with our realistic Practice and Mastery Exams to measure your readiness for the actual securities exam.
Jan 18, 2024 · 1. Securities Institute of America SIE Prep Course. What To Expect. In a partnership with John D. Wiley & Sons, the largest publisher of financial information in the world, the Securities Institute of America (SIA) offers digital courses and guides and has been in securities exam training since 2003.
Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline . There is also a review quiz for each section.