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Duration: 1 hour and 45 minutes. Passing Score: 70. Cost: $80. Prepare for Your Exam. Practice Test. Frequently Asked Questions. Securities Industry Essentials (SIE) Exam Content Outline. Enrollment Options. For the best experience, please use a Windows laptop or desktop. Users have reported issues enrolling on Mac, mobile and tablet devices.
- Schedule an Exam
the name of the exam or its identifying series ID (e.g.,...
- Practice Test
Test Your SIE Knowledge. Get firsthand experience with a...
- Enroll for an Exam
NOTE: If you are associated with a broker-dealer or...
- Exam Information for Students
Prepare for the Exam. Download the Content Outline. Take the...
- FAQs
Following are FAQs about the Securities Industry Essentials®...
- Series 7
The Series 7 Content Outline provides a comprehensive guide...
- Waivers and Exemptions
FINRA may grant waivers, in exceptional cases, or exemptions...
- Tess
Account Creation1. I am a new user and need to request an...
- Permitted Activities and Other Facts About Qualification Exams
The following pages will be useful to registration managers...
- Sie
Whether you’re a military veteran or transitioning service...
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6 days ago · The Securities Industry Essentials (SIE) exam is the gateway to a career in the financial services industry. But like any exam, it requires preparation, strategy, and the commitment to improve. In this guide, we’ll walk you through the steps and best practices for passing the SIE exam.
SIE Online Study Guide. Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline. There is also a review quiz for each section.
- Changes in Securities Industries Essentials Exam (SIE) Qualifications
- Sie and Top Off-Exams as Replacements
- Structure of The Sie Exam
- Benefits of The Sie Exam
- Impact of Sie Exam Changes
- The Bottom Line
The SIE had a major structural impact on the qualification exams. The SIE replaces portions of every previous exam, including the Series 6, Series 7, Series 22, Series 55/56 (replaced by Series 57), Series 79, Series 82, Series 86/87, and Series 99. These tests were shrunken, becoming qualification exams that focus on the specialized knowledge need...
In their original Securities and Exchange Commission filings, FINRA targeted the fall of 2016 to early 2017 for a rollout of their highest volume exams. This proved to be a bit optimistic. There were several shifts in the scheduling, one resulting from the requests of member firms and industry associations for more time to set their own processes i...
The SIE exam structure is largely based on the general knowledge components of the exams it replaced that portion for. In January 2018, FINRA provided more details on the structure. The sections and question count are as follows: The 75 questions are actually 85, since there are 10 randomly distributed pre-test questions that do not count towards t...
Passing the SIE exam can provide a number of benefits to your career: 1. Job hunting: Passing the exam will make you a more appealing job candidate and help you to stand out in interviews. 2. Career: The SIE allows you to register as a representative in the financial securities industry. 3. Knowledge: Studying for and passing the SIE ensures that y...
If you already passed one of the FINRA exams and are currently registered as a representative, you are considered to have passed the SIE already. If you passed one of the exams and are not currently registered, you may need to take the SIE depending on how many years elapse between now and your next registration. And, of course, if you passed the e...
If you were already sponsored to take one of the qualification exams, go for it. These changes won't impact you at all. If you expect to be sponsored in the future, the overall content you need to master won’t change even though you have to do it in two chunks. If, however, you are not currently sponsored or in the industry, the SIE will open the d...
Test Your SIE Knowledge. Get firsthand experience with a free practice test for the Security Industry Essentials ® (SIE ®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE exam. Proceed at your own pace.
Prepare for the Exam. Download the Content Outline. Take the Practice Test. SIE Quick Reference Guide. Taking the SIE. Passing the SIE shows prospective employers that you’ve mastered fundamental concepts and you’re ready to take that first step into a new career. Watch the Video. Benefits.
Apr 9, 2019 · Gain an edge prior to sitting for the SIE exam! Read this list of the nine most crucial test taking tips to prepare you to dominate on exam day.
