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Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline . There is also a review quiz for each section.
- Packaged Products
Packaged Products Terminology. Investment Objective: Every...
- Debt Instruments
This page of our free SIE Study Guide covers debt...
- Investment Risk
This page of our SIE Study Guide focuses on the various...
- Offerings
This page of our SIE Study Guide covers the various types of...
- Equity Securities
Risks of Equity Securities. The risks of investing in equity...
- Market Participants
Broker-Dealers. While broker and dealer are often written...
- Options
Options Knowledge. Options Clearing Corporation (OCC):...
- Packaged Products
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How do I take the SIE exam?
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Are You Ready to take the SIE exam?
Test Your SIE Knowledge. Get firsthand experience with a free practice test for the Security Industry Essentials ® (SIE ®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE exam. Proceed at your own pace.
The pre-SIE Series 7 was a 6 hour, 250 multiple-choice question exam that covered general financial knowledge as well as product-specific knowledge. With the SIE, instead of just taking the Series 7, you will need to pass both the SIE and a new, shortened version of the Series 7.
- 105 Minutes
- Multiple choice
- Overview
- Best SIE Exam Prep Courses of 2024
- Final Verdict
- Methodology
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The Securities Industry Essentials (SIE) exam is an entry-level assessment that covers products, risks, regulatory agencies, prohibited practices, and markets administered by the
Financial Industry Regulatory Authority (FINRA)
The exam has 75 multiple-choice questions, takes an hour and 45 minutes to complete, and it's a tough test, even if you have financial experience.
Best for Career : Securities Institute of America, Inc.
Textbook, online video class, mobile e-book, and exam prep software
SIA, Inc.'s programming is tailored for someone looking for more than just professional enhancement: It's ideal for someone actually looking to move into a financial services career.
Offers a variety of bundled courses
In partnership with the largest financial publisher in the world
May be best for students with previous experience in the financial sector
Our best overall SIE exam prep course option is ExamFX. It offers a wide range of prep tools and courses, a guarantee that you'll pass, and a refund if you don't.
To help determine the best SIE exam prep courses, we looked at factors such as cost, published pass rate, and availability. Since different examinees respond to specific class structures differently, it’s important to choose the model that best suits you—whether that’s online, in-person, or in a book.
We also looked at what is offered in each course, such as review books, flashcards, practice exams, access to instructors for questions, and the like. Additionally, we took course policies, such as money-back guarantees, into account. Ultimately, using our roundup of the best SIE exam prep courses, you will find the right program to help you pass your exam and advance your career.
- Ross Kenyon
- Securities Institute of America SIE Prep Course. What To Expect. In a partnership with John D. Wiley & Sons, the largest publisher of financial information in the world, the Securities Institute of America (SIA) offers digital courses and guides and has been in securities exam training since 2003.
- Surgent SIE Exam Training Course. What to Expect. Surgent SIE prepares you for the SIE exam through a mix of practice exams and bite-sized video lessons.
- STC SIE Prep Course. The Securities Training Corporation specializes in its namesake, and they’ve been doing it since 1969. The STC offers a wide array of study materials and you can purchase them individually or in a package.
- Acheivable SIE Prep Course. What To Expect. The SIE test prep course offered by Achievable SIE has helped professionals earn employment at some of the top financial institutions, including Blackrock and Fidelity.
Prepare for the SIE exam with our industry-leading training curriculum, proactive faculty support, and data-driven guidance. The SIE Exam is the first step to becoming fully registered to conduct securities business.
License Exam Manual (LEM) Available in Print | English or Spanish. This comprehensive textbook is the foundation of your qualification exam preparation. The text contains everything you need to know for the exam, broken down into easily digestible units.
