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1. www.justice.gov · usao-cdca · prFormer Senior Audit Partner At KPMG Charged With Insider Trading

   www.justice.gov · usao-cdca · pr

   

   Jun 22, 2015 · Scott London, 50, of Agoura Hills, is charged in a federal complaint with one count of conspiracy to commit securities fraud through insider trading.

2. www.reuters.com · markets · usFoot Locker executive conducted insider trading after being ...

   www.reuters.com · markets · us

   

   2 days ago · A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, including over a trade he made nine days after being laid off, the...

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4. www.thinkadvisor.com · 2024/08/09 · supreme-courtSupreme Court Ruling, Criminal Trial Shake Up Insider Trading ...

   www.thinkadvisor.com · 2024/08/09 · supreme-court

   

   Aug 9, 2024 · The case is notable because the trades were conducted through 10b5-1 plans, which are typically used by company insiders to trade securities based on predetermined conditions, supposedly...

5. www.wsj.com · articles · SBFormer KPMG Partner Is Charged - WSJ - The Wall Street Journal

   www.wsj.com · articles · SB

   

   Apr 11, 2013 · Former KPMG partner Scott London was hit with insider-trading charges for allegedly accepting bags filled with cash and a Rolex in exchange for tips involving five clients.

6. www.morganlewis.com · pubs · 2023US Government Continues to Crack Down on Insider Trading with ...

   www.morganlewis.com · pubs · 2023

   

   Jul 13, 2023 · The insider trading cases demonstrate key focus areas for the DOJ and the SEC’s Division of Enforcement: insider trading, data analytics, and the use of sweeps and holding gatekeepers responsible.

7. www.latimes.com · business · la-fi-kpmg-londonFormer KPMG partner sentenced for insider trading - Los ...

   www.latimes.com · business · la-fi-kpmg-london

   

   Apr 25, 2014 · Scott London, who gave insider tips to a golf buddy while a partner at KPMG's Los Angeles office, is sentenced to 14 months in prison.

8. People also ask

   What is insider trading vs the SEC?

   • The insider trading cases demonstrate key focus areas for the DOJ and the SEC’s Division of Enforcement: insider trading, data analytics, and the use of sweeps and holding gatekeepers responsible. The SEC filed four separate complaints in the US District Court for the Southern District of New York alleging insider trading by 13 defendants.

   US Government Continues to Crack Down on Insider Trading with Four

   www.morganlewis.com/pubs/2023/07/us-government-continues-to-crack-down-on-insider-trading-with-four-coordinated-actions

   See all results for this question

   Did the SEC file a complaint against insider trading?

   • The SEC filed four separate complaints in the US District Court for the Southern District of New York alleging insider trading by 13 defendants. Simultaneously, the US Attorney’s Office for the Southern District of New York announced criminal charges in four criminal actions arising from the same conduct.

   US Government Continues to Crack Down on Insider Trading with Four

   www.morganlewis.com/pubs/2023/07/us-government-continues-to-crack-down-on-insider-trading-with-four-coordinated-actions

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   Did Scott London give a friend inside information about KPMG clients?

   • Scott London admitted giving a friend inside information about KPMG clients. A former partner with accounting giant KPMG was sentenced to 14 months in federal prison for giving confidential information about his firm’s clients to a golfing buddy, who used it to make more than $1 million in profits trading stocks.

   KPMG partner who gave tips to golf buddy sentenced for insider tradin…

   www.latimes.com/business/la-fi-mo-kpmg-scott-london-sentencing-story.html

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   Should insider trading cases be filed on the same day?

   • Filing these insider trading cases on the same day (akin to a sweep), and in coordination with the unsealing of the DOJ’s criminal indictments, certainly has a more pronounced effect than filing individual cases throughout the year.

   US Government Continues to Crack Down on Insider Trading with Four

   www.morganlewis.com/pubs/2023/07/us-government-continues-to-crack-down-on-insider-trading-with-four-coordinated-actions

   See all results for this question

9. www.latimes.com · business · la-fi-mo-kpmg-scottKPMG partner who gave tips to golf buddy sentenced for ...

   www.latimes.com · business · la-fi-mo-kpmg-scott

   

   Apr 24, 2014 · Scott London is sentenced for insider trading. He gave confidential information to a golf buddy who profited big time.