Search results
Test your knowledge of the Securities Industry Essentials (SIE) exam with a free practice test from FINRA. Answer 75 multiple-choice questions and get feedback on your performance.
- Take The Practice Test Now
Practice the SIE exam online with the interactive test...
- Exam Information for Students
Your First Step to a Career in the Securities Industry. The...
- FAQs
Following are FAQs about the Securities Industry Essentials®...
- Watch Our Exam Tutorial
FINRA Qualification Exam Tutorial
- Series 7
The SIE exam is a corequisite to the Series 7 exam....
- Enroll for an Exam
NOTE: If you are associated with a broker-dealer or...
- Take The Practice Test Now
Prepare for the Securities Industry Essentials Exam with four practice exams and a study guide. Learn about the exam topics, format, cost, and how to register for the SIE.
Test your knowledge of securities industry essentials with this practice exam. It contains 25 multiple-choice questions on topics such as securities laws, products, markets, and regulations.
Prepare for the Securities Industry Essentials Exam with four sets of practice tests with 40 questions each. Learn the exam format, content, tips, and scoring from a financial advisor who passed the SIE exam.
- Sie Exam Eligibility
- Sie Exam Outline
- Sie Exam Registration
- Online Sie Prep Course
- Test Day
- How The Sie Exam Is Scored
- How to Pass The Sie Exam
- GeneratedCaptionsTabForHeroSec
The Securities Industry Essentials exam is available to candidates and students who are at least 18 years old. Candidates are required to take the SIE exam before or after associating with a firm.
The SIE exam contains 85 multiple-choice questions, 10 of which are unscored, and you will be given a time limit of 1 hour and 45 minutes. The 10 unscored questions are scattered randomly throughout the exam and are unmarked, so you will not know which questions are scored or unscored. FINRA includes these questions in order to validate them for us...
If you would like to self-enroll for the SIE exam, you must first create a FINRA account on their website. From there, you can enroll for the exam, pay the $80 examination fee, and schedule a test date.
If you want to be fully prepared, Mometrix offers an online SIE Prep Course. The course is designed to provide you with any and every resource you might want while studying. The SIE Course includes: 1. Review Lessons Covering Every Topic 2. 900+ SIE Practice Questions 3. More than 300 Digital Flashcards 4. Money-back Guarantee 5. Free Mobile Access...
In-person Testing
You should arrive at the testing center 15-30 minutes before your exam is scheduled to begin. Arriving late will result in your exam being canceled. Once you arrive, you will be asked to show a valid, government-issued photo ID. If your ID is invalid or you forget to bring it, you will not be permitted to sit for the exam. Once the check-in process is complete, you will be asked to leave all personal items (cell phone, books, papers, notes, food, jacket, hat, etc.) in a secure locker outside...
Remote Testing
On the day before your exam, you should check your computer’s audio, video, and webcam to ensure everything is working as expected. You will need to download and install an application that will perform a system check to ensure your laptop or desktop operating system meets the minimum requirements. On the day of the exam, you will need to clear your testing area of your cell phone, reference materials, scratch paper, and food or drink containers. You will be asked to show your ID and to scan...
The SIE exam is scored using the modified-Angoff method, which means that your final score is determined based only on your performance on the examination. You will need a scaled score of at least 70 to pass this exam.
How to Study Effectively
Your success on SIE test day depends not only on how many hours you put into preparing but also on whether you prepared the right way. It’s good to check along the way to see whether your studying is paying off. One of the most effective ways to do this is by taking SIE practice tests to evaluate your progress. Practice tests are useful because they show exactly where you need to improve. Every time you take a free SIE exam practice test, pay special attention to these three groups of questio...
Answer Explanations
Additionally, many SIE practice tests have a section explaining the answer choices. It can be tempting to read the explanation and think that you now have a good understanding of the concept. However, an explanation likely only covers part of the question’s broader context. Even if the explanation makes sense, go back and investigate every concept related to the question until you’re positive you have a thorough understanding.
Comprehend Each Topic
As you go along, keep in mind that the SIE practice test is just that: practice. Memorizing these questions and answers will not be very helpful on the actual test because it is unlikely to have any of the same exact questions. If you only know the right answers to the sample questions, you won’t be prepared for the real thing. Study the concepts until you understand them fully, and then you’ll be able to answer any question that shows up on the test.
Prepare for the Securities Industry Essentials exam with Mometrix's free SIE practice test, online course, study guide, and flashcards. Learn about the exam outline, registration, scoring, and tips to pass.
Practice the SIE exam online with the interactive test available on the FINRA website.
People also ask
What is Sie practice exam?
Where can I get FINRA Sie practice questions?
How can i Improve my SIE exam performance?
How do I prepare for a Sie test?
Prepare for your Securities Industry Essentials Exam with this free online study guide. It covers the four sections of the SIE Content Outline and includes review quizzes and practice tests.
