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To take the SIE: Create an account. Enroll for the SIE, paying with credit card or ACH, or by redeeming a voucher. Schedule your exam. You have the option to test either at a Prometric test center or online. For more information, review the self-enrollment FAQ.
- Schedule an Exam
Candidates who live more than 150 miles from a test center...
- Practice Test
Test Your SIE Knowledge. Get firsthand experience with a...
- Enroll for an Exam
Securities Industry Essentials (SIE) Exam This...
- Exam Information for Students
This introductory-level exam assesses knowledge of basic...
- FAQs
1. What score is needed to pass the SIE? The passing score...
- Series 7
The SIE exam is a corequisite to the Series 7 exam....
- Waivers and Exemptions
FINRA may grant waivers, in exceptional cases, or exemptions...
- Tess
Account Creation1. I am a new user and need to request an...
- Permitted Activities and Other Facts About Qualification Exams
The following pages will be useful to registration managers...
- Sie
Whether you’re a military veteran or transitioning service...
- Schedule an Exam
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How do I take the SIE exam?
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How do I get a good score on the SIE exam?
Use our free SIE study guide to prepare for your Securities Industry Essentials Exam. This online study guide is divided into four sections based on FINRA’s SIE Content Outline . There is also a review quiz for each section.
Test Your SIE Knowledge. Get firsthand experience with a free practice test for the Security Industry Essentials ® (SIE ®) Exam. Answer 75 multiple-choice questions that are similar to those you might find on the SIE exam. Proceed at your own pace.
The pre-SIE Series 7 was a 6 hour, 250 multiple-choice question exam that covered general financial knowledge as well as product-specific knowledge. With the SIE, instead of just taking the Series 7, you will need to pass both the SIE and a new, shortened version of the Series 7.
- 105 Minutes
- Multiple choice
This introductory-level exam assesses knowledge of basic industry information, including fundamental concepts such as types of products and their risks; the structure of the markets, regulatory agencies and their functions; and prohibited practices. The SIE is open to individuals aged 18 or older.
Jun 4, 2023 · Learn about the Securities Industry Essentials Exam (SIE), the streamlined qualification test from FINRA for people looking to get a job in the securities industry.
Aug 1, 2024 · One of the best ways to get ready for it is to enroll in an SIE exam prep course, so you can make sure to make the grade of 70 or above needed to pass. To help us evaluate the best...