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The Series 4 exam — the Registered Options Principal Qualification Exam (OP) — assesses the competency of an entry-level principal to perform their job as a registered options principal.
- What Is The Series 4?
- Understanding The Series 4
- Series 4 Exam Structure and Content
- Series 4 Sample Questions
The Series 4 is an exam and securities license entitling the holder to supervise options sales personnel and compliance issues. It covers topics such as options strategies, foreign exchange options and taxation. Before taking the Series 4 Exam, a candidate must have a Series 7 license.
The Series 4 Exam, also known as the Registered Options Principal Qualification Examination (OP), is administered by the Financial Industry Regulatory Authority (FINRA). It "assesses the competency of an entry-level options principal candidate to perform his or her job as a registered options principal," according to FINRA. More pertinently, it foc...
The Series 4 Exam is conducted by computer. A tutorial on how to take the exam by computer provided before the exam. Candidates aren't allowed any reference material, but are given scratch paper and basic electronic calculators (some of the exam's questions may involve calculations). The Exam consists of 125 multiple-choice questions (10 of which a...
These examples, provided by FINRA, represent common question types and subject matter. An asterisk denotes the correct answer. Example 1:With a broad-based index at 266, a customer writes 1 Feb 270 index call at 2.75, writes 1 Feb 260 put at 2.25, buys 1 Feb 275 call at 1.25 and buys 1 Feb 255 put at 1. What is the maximum potential profit in thi...
- Julia Kagan
Sep 17, 2021 · The Apple Watch Series 4 was once the best smartwatch you could buy. It has since been eclipsed, first by the Apple Watch 5 and most recently the new Apple Watch 7. But if you find a deal on a...
Sep 19, 2018 · The Apple Watch Series 4 has been fully redesigned with new screens, new sizes, new speakers, and, of course, new stuff inside. There’s a new faster processor, Bluetooth 5, and a more accurate...
- Apple
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Feb 7, 2023 · Netflix. You Season 4 release date. Season 4 of You will consist of 10 episodes split into two five-episode batches. The first half is scheduled to launch Feb. 9 (it was originally set for Feb....
Jan 2, 2019 · The Apple Watch Series 4 offers a larger, crisp display that shows more with less bezel, super fast speed and a louder speaker. It adds high and low heart-rate detection, fall detection with...
- 7 min
- Scott Stein
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