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      • Visit FINRA BrokerCheck or call FINRA at (800) 289-9999. Also contact your state securities regulator.
      www.finra.org › investors › protect-your-money

      Ask and Check | FINRA.org

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  3. brokercheck.finra.orgBrokerCheck - Find a broker, investment or financial advisor

    BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both. BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints.

  4. brokercheck.finra.org › firmBrokerCheck - Find a broker, investment or financial advisor

    BrokerCheck is a free tool from FINRA that helps you find and compare brokers, investment advisors and firms. You can check their backgrounds, qualifications, history of complaints and disciplinary actions. BrokerCheck helps you make informed decisions about your financial future.

  5. brokercheck.finra.org › reverse-phone-lookupBrokerCheck - Find a broker, investment or financial advisor

    BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

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