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1. • • Visit FINRA BrokerCheck or call FINRA at (800) 289-9999. Also contact your state securities regulator.
     www.finra.org › investors › protect-your-money

     Ask and Check | FINRA.org

2. People also ask

   How do I contact FINRA BrokerCheck?

   • Need Assistance? Please call the FINRA BrokerCheck Hotline at (800) 289-9999 to speak with a representative. Tips for searching BrokerCheck.

   BrokerCheck Search Help | FINRA.org

   www.finra.org/investors/investing/working-with-investment-professional/about-brokercheck/search-help

   See all results for this question

   How do I know if my FINRA record is accurate?

   • You should also check FINRA’s public disclosure site, BrokerCheck, to confirm the information on your record available to the public is accurate. BrokerCheck displays information like registration and employment history, current registrations or licenses and exams passed, and disciplinary history.

   Currently Registered Reps | FINRA.org

   www.finra.org/registration-exams-ce/manage-your-career/currently-registered-reps

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   How do I contact FINRA support?

   • Please contact the FINRA Support Call Center at (240) 386-4040 if you have any questions or require additional assistance. A Snapshot Report is generated from the Central Registration Depository (CRD®) and provides background information on an individual's securities and investment advisory experience and related qualifications.

   Individual Registration and Licensing Information | FINRA.org

   www.finra.org/registration-exams-ce/classic-crd/snapshot-reports

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   What can a FINRA registered representative do?

   • Short-Interest Reporting | FINRA.org Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks. Firm compliance professionals can access filings and requests, run reports and submit support tickets.

   4560. Short-Interest Reporting | FINRA.org

   www.finra.org/rules-guidance/rulebooks/finra-rules/4560

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3. brokercheck.finra.orgBrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org

   BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both.

   • BrokerCheck

     BrokerCheck tells you instantly whether a person or firm is...

   • Find a Broker

     BrokerCheck tells you instantly whether a person or firm is...

   • About BrokerCheck

     BrokerCheck is a free tool from FINRA that can help you...

   • BrokerCheck Search Help

     BrokerCheck Search Help. You may search BrokerCheck for an...

   • Currently Registered Reps

     You should also check FINRA’s public disclosure site,...

   • Registered Financial Professionals

     You can obtain background information on broker-dealer firms...

4. brokercheck.finra.org › firmBrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org › firm

   BrokerCheck - Find a broker, investment or financial advisor. BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

5. www.finra.org › registration-exams-ce › classic-crdIndividual Registration and Licensing Information | FINRA.org

   www.finra.org › registration-exams-ce › classic-crd

   • Cached

   Individuals who are or have been registered as a broker or investment adviser representative can now access their registration and licensing information via the Financial Professional Gateway (FinPro). This site contains information reported about an individual, including qualifications, employment history and disclosure events.