Search results
Oct 28, 2017 · Mark D. Lipsky, who has a lengthy profile on the Internet Movie Database and claims connections to Murphy, Arsenio Hall and Chris Rock, allegedly scammed a Brooklyn writer out of $35,000 in...
- The Top of 2008
- The Dot Com Bubble Blowers
- A Distant Memory
Unsurprisingly, some of the brokers who’ve received the highest fines from FINRA were involved in the ‘08 financial crisis. Mitchell Guttenberg, a former institutional client manager in UBS’ equity research department, tops the list with total fines of nearly $16 million. After a 20-year career in finance, he pled guilty in 2008 to selling non-publ...
Stratton Oakmont and HGI also links No. 14, Brain Scanlon, a broker so well-known for his smooth talking phone tactics that tapes of him selling stocks via cold calls were passed around in financein the early 2000s. He worked at Stratton Oakmont in the early 90s, like Hannah, he was eventually fined $5 million and barred by FINRA while working at H...
Many of these crimes now seem like ancient history, and studiesshow FINRA’s enforcement “softening” over the years. The sum of FINRA’s total fines dropped28% in 2019, down to $44 million from $61 million in 2018. This can partially be attributed to the bull market, at least pre-coronavirus. As the leader of the study Brian Rubin, a partner at Evers...
Jul 13, 1993 · Defendants Lipsky, Goodkin & Co. ("LGC"), Mark Lipsky, Alan Greenblatt and Robert Rochlin move, pursuant to Federal Rules of Civil Procedure ("Fed.R.Civ.P.") 12(b) and 9(b), to dismiss the amended complaint of plaintiffs Anthony and Michelle Cuccolo.
Oct 7, 2016 · On October 07, 2016 a Motion-Secondary was filed involving a dispute between Palm Aisles Pictures Llc, and Bruce Benjamin, Mark D. Lipsky, Robert M. Agueli, for Torts - Other (Fraud) in the District Court of New York County.
Apr 27, 2017 · SAN FRANCISCO (CN) – The president of a mortgage payment company on Wednesday denied using misleading sales tactics to bilk homeowners out of money during a bench trial that is expected to test the power of the Consumer Financial Protection Bureau.
Jan 13, 2000 · Mr. Lipsky, Mr. Herman, and six others, with defrauding investors of. $74 million, Mr. Scaring said. According to prosecutors, brokerage firm executives gained control of. trading in securities before artificially increasing the bid price and. selling them to investors.
Mark Lipsky was the Executive Producer of The Nutty Professor (Jada Pinkett Smith), Metro which The A.V. Club called "too lazily assembled, and too stingy with the jokes, to even live up to its modest ambitions", Beverly Hills Cop III "considered by critics and admittedly by Murphy himself as the most disappointing film in the series", Goosed, Boomerang (Halle Berry, Martin Lawrence), Another ...
