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  1. www.investopedia.com › terms › rRegistered Representative (RR): Definition, Job Description, Pay

    Apr 8, 2024 · A registered representative (RR) is a financial professional who works with clients who are trading investments such as stocks and bonds. Learn more.

  2. www.finra.org › currently-registered-repsCurrently Registered Reps | FINRA.org

    Currently Registered Reps. For individuals who are currently registered reps or employed with a firm, you should work with your firm’s compliance department to make sure that you are properly registered, provide your firm with timely updates to your record and understand your obligations as a Registered Rep. While your firm manages most of ...

  3. www.kaplanfinancial.com › resources › gettingWhat is a Registered Representative? | Definition | Kaplan

    Feb 24, 2020 · “Registered representative” is a term that describes someone who is licensed to buy and sell securities for clients and is sponsored by a firm registered with the Financial Industry Regulatory Authority (FINRA). Registered representatives are more commonly referred to as stockbrokers.

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  5. www.finra.org › registered-financial-professionalsRegistered Financial Professionals | FINRA.org

    Commonly referred to as brokers or stockbrokers, registered financial professionals are technically known as registered representatives. Who Regulates Them. With few exceptions, broker-dealer firms must register with the Securities and Exchange Commission and be members of FINRA. Individual registered representatives, or registered financial ...

  6. brokercheck.finra.orgBrokerCheck - Find a broker, investment or financial advisor

    BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both.

  7. www.finra.org › registration-exams-cePermitted Activities of Registered Representatives | FINRA.org

    Permitted Activities of Registered Representatives. Please note: The following information is intended to provide a general overview of the permitted activities of various registration categories, but it is not an exhaustive list.

  8. smartasset.com › investing › registered-representativeAll About Registered Representatives -SmartAsset | SmartAsset

    Aug 30, 2023 · Registered representatives, usually working with a brokerage firm, help their clients trade securities and provide investment advice. Their practices are heavily regulated, and each representative has passed comprehensive qualifying exams.

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