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Aug 5, 2023 · The FINRA Series 6 is a securities license entitling the holder to register as a company's representative and sell certain types of mutual funds, variable annuities, and insurance. Candidates...
Series 6 – Investment Company and Variable Contracts Products Representative Exam: 1 hour and 30 minutes: 50: $75: Series 7 – General Securities Representative Exam: 3 hours and 45 minutes: 125: $300: Series 22 – Direct Participation Programs Limited Representative Exam: 1 hour and 30 minutes: 50: $60: Series 57 - Securities Trader ...
Apr 9, 2019 · Earning a Series 6 license involves four key steps: Take and pass the SIE exam. Secure a sponsorship from a FINRA-member firm. Register for the Series 6 exam. Study for and pass the Series 6 top-off exam. Start your Securities career with confidence. Download our free eBook Launching Your Securities Career. What is the Series 6 top-off exam?
Apr 2, 2024 · Financial professionals who pass the Series 6 exam are licensed to sell certain securities and insurance products. Here’s a breakdown of what the exam entails and why the license matters. What Is the Series 6 Exam? If you’re a financial advisor or planning to become one, chances are you’ll take the Series 6 exam.
Apr 12, 2024 · The Series 6 license allows you to sell mutual funds, variable annuities, variable life insurance, and more. Learn more about the process of getting your Series 6 license from Kaplan Financial Education.
Sep 20, 2022 · The Series 6 license for Investment Company and Variable Contracts Products Representatives is a certification issued by the Financial Industry Regulatory Authority (FINRA) to financial professionals who wish to sell certain investment products, such as: Mutual Funds (closed-end funds on the initial public offering only) Variable Annuities.
The Series 6 exam is designed to assess the competency of entry-level Investment Company and Variable Contracts Products Representatives. The Series 6 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of an Investment Company and Variable Contracts ...
