Ad
related to: series 62 exam dates canadaFor a Limited Time, Use Promo Code ADVANCE to Save 15% on Securities Licensing Exam Prep. Study Options Include OnDemand and Live Online Classes or Online Self-Study.
- Series 6 and 63 Exam Prep
Achieve Securities Exam Success
with Kaplan's Prep Packages.
- Save 15%
Explore Kaplan Securities
Licensing Exam Prep. Shop Now.
- Learn More About Kaplan
Kaplan's education is designed
to help you pass the first time.
- Kaplan Pass Protection
We stand behind our study packages
with a pass guarantee.
- BAP® Designation Program
Ideal for All Residential
Real Estate Agents.
- Buyer Agency Designation
Secure Your Buyer
Representation Commissions
- Series 6 and 63 Exam Prep
Search results
Effective Dates. Securities Industry Essentials (SIE) Exam. 10/2018 – present. Series 3 – National Commodities Futures Exam. 1966 – present. Series 4 – Registered Options Principal Exam. 04/1975 – present. Series 6 – Investment Company and Variable Contracts Products Representative Exam. 08/1980 – present.
- What Is The Series 62 Exam?
- How The Series 62 Exam Works
- Real World Example of The Series 62 Exam
The Series 62 exam, also known as the Corporate Securities Qualification Examination, was an examination administered by the Financial Industry Regulatory Authority (FINRA). Prior to its termination by FINRA, passing the Series 62 exam was a requirement for those who wish to become professional traders of corporate securities, such as stocks and bo...
The purpose of the Series 62 exam was to protect the public by ensuring that new professionals meet a required standard of professional knowledge and competency. Specifically, the exam was focused on the roles and responsibilities involved in selling corporate securities. Although the most well-known types of corporate securities are stocks and bon...
Prior to its discontinuation, the Series 62 exam consisted of 115 multiple choice questions taken over 150 minutes. Candidates had to obtain a score of at least 70% in order to pass, and had to be sponsored by a registered broker-dealer firmin order to write the test. The Series 62 exam was structured in four sections. In the first and second secti...
- Jason Fernando
People also ask
What topics were tested for in the Series 62 exam?
What is a series 62 certification?
How long does it take to prepare for Series 62 exam?
Do financial services professionals have to take a series 62 exam?
Mar 28, 2024 · The Series 62 exam was a prerequisite for professionals seeking to trade corporate securities. It has since been replaced by the Series 7 exam, which covers a broader range of securities and investment products.
Dec 15, 2019 · Read on to learn what you need to do if you previously passed the Series 62 exam and what to expect from the updated, replacement exam, known as the Securities Industry Essentials test....
The FINRA Corporate Securities Limited Representative Qualification Examination (Series 62) is used to qualify individuals seeking registration with FINRA under By-Laws Article III, Section 2, and the Membership and Registration Rules.
An individual associated with a firm must register with FINRA as either a General Securities Representative or a Corporate Securities Representative (Series 62) to effect transactions in CDs that are structured as securities.
Jul 25, 2013 · With detailed explanations, visual study aids, and example questions, the Solomon Exam Prep Guide will get you on track to passing the Series 62. Solomon Exam Prep has helped thousands pass their FINRA and NASAA licensing exams. Let our expertise guide you through the Series 62 maze so you can enter the exam room with confidence!
Ad
related to: series 62 exam dates canadaFor a Limited Time, Use Promo Code ADVANCE to Save 15% on Securities Licensing Exam Prep. Study Options Include OnDemand and Live Online Classes or Online Self-Study.
