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The Series 66 exam — the NASAA Uniform Combined State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 100 scored questions and 10 unscored questions. Candidates have 150 minutes to complete the exam.
Apr 27, 2024 · The newest of the three is the Series 66 exam, which is equivalent to taking both the Series 63 and Series 65 exams. There are no prerequisites for the Series 63 or Series 65 exams while...
Aug 4, 2023 · By. Julia Kagan. Updated August 04, 2023. Reviewed by. Amy Soricelli. What Is Series 66? Series 66, the NASAA Uniform Combined State Law Examination, is an exam and license that is meant to...
Jun 12, 2023 · The examination (also called the “Series 66”) is designed to qualify candidates as both securities agents and investment adviser representatives. The exam covers topics that have been determined to be necessary to provide investment advice and effect securities transactions for clients.
Feb 21, 2024 · Somer Anderson. Fact checked by. Regine Parrish. The Series 66 exam was created by the North American Securities Administrators Association (NASAA) to address the licensing needs of Investment...
Apr 2, 2024 · Updated on April 2, 2024. Written by Javier Simon, CEPF®. The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics. Below, we’ll tackle what the exam is, what exactly it covers and how you can best prepare.
Feb 13, 2024 · The Series 66 exam is designed to assess candidates’ understanding of key topics such as state securities registration and exemptions, ethical practices and fiduciary responsibilities, investment strategies and products, retirement planning, taxation, and client communication.
