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In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and variable contracts.
The Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline is comprised of the four major job functions of a general securities representative. The table below lists the allocation of exam items for each major job function.
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Mar 26, 2008 · Individuals who pass the Series 7 are eligible to register with all self-regulatory organizations to trade. The Financial Industry Regulatory Authority (FINRA) administers the Series 7 examination. For more information, visit FINRA’s website where you can learn about the Series 7 exam and its qualification and registration process.
Nov 28, 2023 · Changes to the Series 7 Exam (Updates) The Series 7 is undergoing a significant change starting in October 1, 2018. Registration before October 1, 2018 , the Series 7 was a beast of an exam: 6 hours long, with 250 multiple choice questions, covering general financial knowledge as well as product-specific knowledge.
Jun 9, 2022 · A.D. Banker offers a Series 7 online course that includes videos, practice exams, audio, activities, key facts, and can be supplemented with flashcards, study manuals, and web classes. We recommend you spend 80-100 hours studying for your exam. Additionally, we recommend you spend most of your time reading the content.
Apr 9, 2019 · The Series 7 exam topics include Investment risk, taxation, equity and debt instruments, packaged securities, options, retirement plans, and interactions with clients. The focus of the exam is the nature of these securities and financial instruments, and it tests knowledge relevant to the day-to-day activities, responsibilities, and job ...
- Which series exams do not require a broker/dealer to sponsor them?Licenses that do not require a sponsor include the Series 3, 30, 31, 32, 34, 63, 65 & 66. The Securities Industry Essentials (SIE) exam can also be...
- Which testing centers administer the securities licensing exams?Prometric (www.prometric.com) and Pearson Vue (www.pearsonvue.com)
- Who can sponsor me?Sponsorship is usually done through a broker/dealer. Contact FINRA® at 800.289.9999 or visit their website at www.finra.org for further information...
Aug 19, 2021 · The Series 7 exam, which you must pass to get the license, is administered by the Financial Industry Regulatory Authority, or FINRA. Candidates must answer 125 multiple-choice questions within 225 ...
