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Feb 8, 2007 · The insider trading scheme generated for the defendants total profits and losses avoided in excess of $3.7 million. The complaint charges all of the defendants with illegal insider trading in violation of the antifraud provisions of the federal securities laws.
Feb 9, 2007 · A New Jersey man and his two sons pleaded guilty yesterday to insider trading charges in what federal authorities described as a crooked family business that took in more than $3.7 million over...
Feb 8, 2007 · Insider Trading on Non-Public M&A Transactions. In April 2005, DAVID HEYMAN, while employed as an accountant at Ernst & Young, learned that two large, publicly held corporations were contemplating a merger in the near future.
Feb 20, 2024 · Another defendant, David Jay Gantman, 58, of Mendota Heights, was found not guilty on one count of conspiracy to commit insider trading and six counts of securities fraud. Farahan pleaded guilty on August 4, 2022, to one count of conspiracy to engage in insider trading.
Jul 20, 2007 · The government’s investigation revealed that the ROSENTHALS and HEYMAN operated an insider-trading ring in which they stole confidential information from certain of their employers and used it to profit in the securities markets.
SEC Charges Family With $3.7 Million Insider Trading Scheme (SEC v. Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad, Litigation Release No. 19995A, February 13, 2007) Complaint; Press Release
