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Feb 6, 2023 · ADMINISTRATIVE PROCEEDING File No. 3-21295 . February 6, 2023 – The Securities and Exchange Commission today announced that dually registered broker-dealer and investment adviser Centaurus Financial, Inc. (“Centaurus”), branch manager Ricky A. Mantei, and registered representative Atul Makharia agreed to settle charges in connection with the unsuitable recommendation of variable interest ...
Apr 1, 2020 · Centaurus Financial, Inc. Donated $20,000 to Help Hurricane Florence Victims. In News by Jonathan PenalozaSeptember 26, 2018. Last week, Centaurus Financial, Inc. donated to four worthy organizations doing tremendous work to aid the flood victims of Hurricane Florence in North and South Carolina. Centaurus Financial, Inc. donated ….
Founded in 1992, Centaurus was formed with a singular focus – to provide unparalleled service, support, technology, and education to independent financial advisers in the securities industry. While the industry as a whole and Centaurus itself have evolved dramatically since our inception, the uncompromising focus of the company remains the ...
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Centaurus Financial, Inc., Anaheim, California. 331 likes · 1 talking about this · 15 were here. A "True Independent" Broker/Dealer
Apr 1, 2020 · About Centaurus Financial, Inc. Headquartered in Anaheim, California , Centaurus Financial, Inc. is a national independent broker/dealer registered and licensed to offer securities, investment ...
Centaurus is a Registered Investment Adviser with the Securities & Exchange Commission (SEC) and a member of both the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Founded in 1992, Centaurus provides unparalleled service, support, technology, and education to over 600 financial ...
