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What is securities litigation?
What does the Securities Litigation Group do?
What constitutes a security under securities law?
What does a securities litigator do?
Much of the litigation related to securities involves defining what is a security subject to the requirements of securities law. In deciding what constitutes a security, the law focuses on the substantive elements of investor expectations and nature of the investment rather than form.
- Securities class action lawsuits occur in a court rather than a dispute resolution forum. A lawsuit is filed in federal or state court on behalf of a group, or class, of investors who bought or sold a company's securities within a specific timeframe, known as the class period.
- Securities class action lawsuits differ from FINRA regulatory actions. In a securities class action lawsuit, the plaintiffs’ objective is to obtain monetary and other benefits directly for the members of the class.
- You are generally notified if you are part of a class. Notification to investors that are eligible to be part of a class typically follows a judge’s decision to certify the lawsuit as a class action.
- You are not required to join in the class action. Some investors choose to opt out of a class action lawsuit. Generally, you must submit a written form stating that you agree to opt out of the class.
Nov 10, 2022 · Here are answers to 10 frequently asked questions (FAQs) about securities litigation: 1. What Are Some of the Most Common Claims Against Brokers and Brokerage Firms in Securities Litigation ...
Feb 8, 2018 · The Securities Litigation group offers solutions to the overlapping array of challenges involved in cases ranging from headline-grabbing corporate takeover battles to major financial restatement cases, SEC insider-trading probes or government enforcement actions.
Overview. Securities litigation is a highly specialized, multifaceted area of practice involving the application of complex securities laws. Cases are generally high stakes, involve sensitive matters and can result in substantial damage awards and negative publicity.
Dec 19, 2023 · Securities litigation refers to legal actions that arise from violations of securities laws and regulations. These cases involve the trading of stocks, bonds, and other financial instruments in both public and private markets. The primary objective of securities litigation is to protect investors and maintain the integrity of the financial markets.
